Director, U.S. Operational Risk & Regulatory Change

TD; New York (NY); On-site; USD 185,000 - 230,000; Full time

Job summary

TD Securities is seeking a Director of TDS U.S. Operational Risk Management, Regulatory Change & Transformation. This role leads regulatory, governance, and operational risk initiatives across TD Securities U.S., coordinating with businesses, risk functions, and enterprise partners to implement regulatory expectations and remediation commitments.

The position reports to the Head of TDS U.S. Operational Risk Management and requires strong leadership, cross-functional coordination, and extensive

Qualifications

• Undergraduate degree in Business, Finance, Risk Management, or related discipline.
• Graduate degree (MBA, Master’s, JD, or equivalent advanced degree) strongly preferred.
• 12+ years of experience in Operational Risk Management, Enterprise Risk Management, Regulatory Change, Risk Consulting, Internal Audit, or related discipline.

Responsibilities

• Lead regulatory change initiatives and remediation activities impacting TD Securities U.S.
• Coordinate regulatory change initiatives across businesses, risk functions, and corporate partners.
• Assess impact of emerging regulatory developments on TD U.S. operational risk programs.
• Support regulatory examinations and related regulatory engagement activities.
• Monitor execution and sustainability of regulatory remediation plans.
• Lead large-scale operational risk and governance enhancement initiatives.
• Drive implementation of new risk management capabilities, methodologies, and oversight processes.
• Support development and execution of the TD S.US ORM strategic roadmap.
• Coordinate cross-functional initiatives involving business, risk, compliance, legal, audit, and corporate partners.
• Identify opportunities to enhance risk management effectiveness and governance maturity.
• Represent TDS U.S. ORM in governance forums and enterprise working groups.
• Provide advice and challenge to senior stakeholders on operational risk matters.
• Coordinate incorporation of specialist risk perspectives into risk profiles, assessments, governance reporting, and regulatory deliverables.

Skills

Regulatory Change

Operational Risk

Regulatory Transformation

Cross-functional Leadership

Education

Undergraduate degree in Business/Finance/Risk

Graduate degree (MBA/JD/Master’s) preferred

12+ years of experience in ORM/ERM/Regulatory Change

Experience in GSIB/broker-dealer/investment bank

Job description

TD Securities is seeking a Director of TDS U.S. Operational Risk Management, Regulatory Change & Transformation. This role leads regulatory, governance, and operational risk initiatives across TD Securities U.S., coordinating with businesses, risk functions, and enterprise partners to implement regulatory expectations and remediation commitments.

The position reports to the Head of TDS U.S. Operational Risk Management and requires strong leadership, cross-functional coordination, and extensive