Director, Broker-Dealer Finance & Controls

Abacus Group, LLC; Jersey City (NJ); On-site; USD 210,000 - 310,000; Full time

Job summary

Abacus Group, LLC is seeking a Director, Broker Dealer Controller to join its Jersey City, NJ office. You will lead the multi-location accounting team and oversee US GAAP and IFRS reporting for broker-dealer operations.

The role requires deep expertise in capital markets accounting, SEC/FINRA awareness, and partnering with cross-functional teams to drive controls, audits, and finance transformation initiatives.

Qualifications

• 10+ years of relevant experience in finance/accounting.
• Experience with capital markets, wealth management, and retail banking products.

Responsibilities

• Direct month-end close and financial reporting to adhere to US GAAP, IFRS, and regulatory standards.
• Lead multi-location accounting team supporting U.S. broker-dealer operations.
• Validate revenue, expense, and balance sheet reporting for accurate statements under US GAAP/IFRS.
• Collaborate with head office finance control to support reporting, controls, and disclosure.

Skills

US GAAP

IFRS

Broker-dealer accounting

SEC/FINRA reporting

P&L reporting

Audit coordination

Regulatory compliance

Job description

Abacus Group, LLC is seeking a Director, Broker Dealer Controller to join its Jersey City, NJ office. You will lead the multi-location accounting team and oversee US GAAP and IFRS reporting for broker-dealer operations.

The role requires deep expertise in capital markets accounting, SEC/FINRA awareness, and partnering with cross-functional teams to drive controls, audits, and finance transformation initiatives.