Broker-Dealer Regulatory Reporting Specialist

Bank of America; Jersey City (NJ); On-site; USD 90,000 - 133,000; Full time

Benefits offered by this job

Benefits eligible

Job summary

Bank of America in Jersey City is seeking a Regulatory Reporting Controller II to prepare regulatory reporting calculations for broker dealers, swap dealers, and related entities. You will perform control processes, variance analysis, and data submissions while coordinating with regulators and external auditors.

The role requires 2+ years in accounting/finance in financial services, strong analytics, and MS Office proficiency; FINRA 99/27 or CPA are pluses.

Qualifications

• Minimum 2 years of relevant professional experience in accounting/finance in the financial industry.
• Strong financial analytics skills with attention to detail.
• Advanced skills within the Microsoft suite specifically related to Excel, Word, and PowerPoint.
• Candidate must be able to work both independently and as team member.
• Self-Starter with strong communication and presentation skills.

Responsibilities

• Prepares complete and accurate regulatory reporting calculations in a timely manner
• Prepares reconciliations and variance analysis for daily/monthly computations
• Prepares and reviews trend and analytical reporting related to Broker Dealer computations
• Works with internal controls functions and External Auditors
• Assists with local regulators and other regulatory examination inquires
• Supports regulatory change projects in testing and documentation
• Supports Operational Excellence (OpEx) initiatives to streamline processes improvements

Skills

Analytical Thinking

Controls Management

Financial Accounting

Financial Analysis

Reporting

Attention to Detail

Oral Communications

Policies, Procedures, and Guidelines

Risk Management

Written Communications

Continuous Improvement

Interpret Relevant Laws, Rules, andReg

Project Management

Regulatory Compliance

Stakeholder Management

Education

Bachelor's degree in Accounting/Finance

FINRA Series 99 or 27

CPA or equivalent

Job description

Bank of America in Jersey City is seeking a Regulatory Reporting Controller II to prepare regulatory reporting calculations for broker dealers, swap dealers, and related entities. You will perform control processes, variance analysis, and data submissions while coordinating with regulators and external auditors.

The role requires 2+ years in accounting/finance in financial services, strong analytics, and MS Office proficiency; FINRA 99/27 or CPA are pluses.