Director, Broker Dealer Controller

Abacus Group, LLC; Jersey City (NJ); On-site; USD 210,000 - 310,000; Full time

Job summary

Abacus Group, LLC is seeking a Director, Broker Dealer Controller to join its Jersey City, NJ office. You will lead the multi-location accounting team and oversee US GAAP and IFRS reporting for broker-dealer operations.

The role requires deep expertise in capital markets accounting, SEC/FINRA awareness, and partnering with cross-functional teams to drive controls, audits, and finance transformation initiatives.

Qualifications

• 10+ years of relevant experience in finance/accounting.
• Experience with capital markets, wealth management, and retail banking products.

Responsibilities

• Direct month-end close and financial reporting to adhere to US GAAP, IFRS, and regulatory standards.
• Lead multi-location accounting team supporting U.S. broker-dealer operations.
• Validate revenue, expense, and balance sheet reporting for accurate statements under US GAAP/IFRS.
• Collaborate with head office finance control to support reporting, controls, and disclosure.

Skills

US GAAP

IFRS

Broker-dealer accounting

SEC/FINRA reporting

P&L reporting

Audit coordination

Regulatory compliance

Job description

Our client is a global bank. They seek a Director, Broker Dealer Controller to join their Jersey City, NJ office.

Responsibilities

• Direct month-end close and financial reporting processes to ensure accuracy, timeliness, and compliance with US GAAP, IFRS, and regulatory standards
• Lead a multi-location accounting team supporting U.S. broker-dealer and affiliated entity financial operations
• Validate revenue, expense, and balance sheet reporting to ensure accurate financial statement presentation under US GAAP and IFRS
• Collaborate with head office finance control teams to support reporting, controls, and disclosure requirements
• Liaise with regulators, external auditors, and internal audit teams to manage inquiries and ensure the timely resolution of audit matters
• Oversee all internal and external audit activities, including coordination, deliverables, and closure of audit findings
• Strengthen internal control frameworks and governance structures to maintain audit readiness and regulatory compliance
• Monitor adherence to policies, procedures, and reporting requirements across U.S. broker-dealer entities
• Advise on complex transactions, new products, and accounting standards in partnership with cross-functional stakeholders
• Drive finance transformation initiatives, including ERP enhancements, automation, analytics, and AI-enabled process improvements

Requirements

• 10+ years relevant experience
• Combo or private experience
• Experience with financial products across capital markets, wealth management, and retail banking
• In-depth experience and knowledge of IFRS and GAAP accounting requirements
• Strong understanding of regional and global P&L reporting
• General understanding of SEC and FINRA regulatory reports