Director, U.S. ISG Core Compliance & Training

Morgan-Stanley; Dallas (TX); On-site; USD 77,000 - 117,000; Full time

Job summary

Morgan Stanley in Dallas seeks a U.S. ISG Core Compliance Director to lead lessons learned, training programs and regulatory readiness across the Americas. The role partners with Legal & Compliance, Coverage, and business units to strengthen governance and reporting.

You will manage annual regulatory priority reviews, oversee certifications like SEC/FINRA, and drive process improvements using SharePoint and Teams. Strong collaboration and project management are essential.

Qualifications

• Minimum 5+ years of experience in compliance, risk management or related control function.
• Experience coordinating regulatory priorities and training programs.
• Strong written and verbal communication across regions and senior stakeholders.

Responsibilities

• Coordinate lessons learned from regulatory actions to strengthen programs.
• Lead annual SEC/FINRA/NFA priorities reviews for regulatory readiness.
• Oversee end-to-end training development and delivery across business units.
• Coordinate certification processes and maintain documentation in SharePoint/Teams.
• Identify governance improvements and drive automation where possible.

Skills

Regulatory Compliance

Risk Management

Project Management

Stakeholder Engagement

Microsoft Office

Tools

SharePoint

Teams

Excel

PowerPoint

Word

Job description

Morgan Stanley in Dallas seeks a U.S. ISG Core Compliance Director to lead lessons learned, training programs and regulatory readiness across the Americas. The role partners with Legal & Compliance, Coverage, and business units to strengthen governance and reporting.

You will manage annual regulatory priority reviews, oversee certifications like SEC/FINRA, and drive process improvements using SharePoint and Teams. Strong collaboration and project management are essential.