Deposits Compliance Specialist

Lead; United States; Remote; USD 90,000 - 120,000; Full time

Benefits offered by this job

Competitive compensation

Full benefits

Paid time off

401k matching

Job summary

Lead Bank seeks a dynamic deposits compliance analyst to support our Compliance Management System and fintech partner programs. You will perform day-to-day due diligence, monitoring, and reviews to ensure regulatory alignment.

Collaborate with Legal, Risk, and Audit to implement governance, escalation, and reporting. This role offers growth in a fast-paced fintech banking environment with a clear path to broader CMS responsibilities.

Qualifications

• Minimum of 1-3 years’ banking experience.
• Knowledge of Compliance Management Systems (CMS) and related controls.
• Understanding of U.S. consumer protection laws and banking regulations.

Responsibilities

• Work with Deposits Compliance team, other units, and fintech partners to implement controls.
• Maintain knowledge of CMS elements to enhance Lead’s CMS.
• Review policies and marketing materials for compliance and propose changes.
• Monitor partner controls and risk indicators to identify weaknesses.
• Develop action plans with business units and fintech partners.
• Build relationships with colleagues and fintech partners.
• Support questions on consumer protection laws related to payments.
• Model Lead Bank values and set an example for the team.
• Perform other duties as assigned.

Skills

Exceptional communication

Independent work

Fast-paced adaptability

Collaboration

Self-starter

Job description

Lead Bank seeks a dynamic deposits compliance analyst to support our Compliance Management System and fintech partner programs. You will perform day-to-day due diligence, monitoring, and reviews to ensure regulatory alignment.

Collaborate with Legal, Risk, and Audit to implement governance, escalation, and reporting. This role offers growth in a fast-paced fintech banking environment with a clear path to broader CMS responsibilities.