Regulatory Compliance Lead: Banking Deposits & Privacy

SmartBank; Knoxville (TN); On-site; USD 95,000 - 135,000; Full time

Job summary

SmartBank in Knoxville, TN is seeking an experienced Regulatory Compliance Monitor to develop and administer its compliance monitoring program within RMS and CMS frameworks. You will advise management on deposit-related regulatory issues, privacy, and UDAAP, conduct monitoring, prepare reports, and stay current with changes in federal and state laws affecting the bank's operations.

Key responsibilities include cross-training teammates, collaborating with the Compliance Department, and supporting

Qualifications

• Bachelor's degree preferred; CRCM preferred knowledge, skills, and abilities emphasized.
• Five+ years in banking regulatory compliance.
• Strong ethics, confidentiality, and communication.

Responsibilities

• Develop and maintain regulatory compliance monitoring programs.
• Perform compliance monitoring assignments timely and accurately.
• Identify gaps and propose compliant resolutions.
• Prepare detailed written reports and committee summaries.
• Stay current on regulatory changes and advise management.

Skills

Verbal communication

Written communication

Interpersonal skills

Ethics confidentiality

Problem solving

Decision making

Regulatory compliance

Office applications

Excel

PowerPoint

Outlook

Time management

Presentation skills

Leadership experience

Deposit programs

Education

Bachelor's degree

Tools

Microsoft Word

Microsoft Excel

PowerPoint

Outlook

Job description

SmartBank in Knoxville, TN is seeking an experienced Regulatory Compliance Monitor to develop and administer its compliance monitoring program within RMS and CMS frameworks. You will advise management on deposit-related regulatory issues, privacy, and UDAAP, conduct monitoring, prepare reports, and stay current with changes in federal and state laws affecting the bank's operations.

Key responsibilities include cross-training teammates, collaborating with the Compliance Department, and supporting