Compliance Senior Analyst

Ipro Networks Pte. Ltd.; Plano (TX); On-site; USD 68,880 - 96,432; Full time

Job summary

Ipro Networks Pte. Ltd. in Plano, TX is seeking a Compliance Senior Analyst to manage day-to-day compliance functions for a deposits portfolio. Responsibilities include reviewing compliance risks, preparing documentation for regulatory reviews, and communicating findings to management and the Board.

The ideal candidate should have over 5 years of regulatory compliance experience and strong knowledge of Compliance Management Systems. The position offers a pay rate of $50/hr on W2 and a willingness to travel 10% is required.

Qualifications

• Minimum of 5 years progressive regulatory bank compliance experience.
• Strong knowledge of Compliance Management Systems for a deposits portfolio.
• Willingness to travel 10% of the time.

Responsibilities

• Day-to-day compliance functions of a Compliance Management System.
• Execute reviews through ongoing testing and monitoring of the Bank’s deposits portfolio.
• Detect and report potential compliance problems.
• Prepare documentation for compliance reviews.
• Create and execute compliance testing programs.

Skills

Regulatory bank compliance experience

Advanced proficiency in MS Office

Independent analytical skills

Excellent communication skills

Prioritizing workload

Team interaction

Education

Bachelor’s degree or higher

Tools

MS Office

Banking systems (Fiserv, Cenlar, LenderLive)

Archer

Tableau

Job description

Job ID: 1494881

Job Title: Compliance Senior Analyst

Duration: 06 Months

Location: Plano, TX

Pay Rate: $50/hr on W2

Responsibilities

• Day-to-day compliance functions of a Compliance Management System for a deposits portfolio.
• Execute reviews through on-going testing and monitoring of the Bank’s deposits portfolio and periodic self-assessments ensuring compliance with all applicable local, state and federal regulatory requirements.
• Detect and report potential compliance problems to the CCO, recommending changes or enhancements to improve existing policies and procedures, or assisting the affected business unit to develop new ones; actively participate in identifying root causes of issues.
• Prepare documentation that supports conclusions reached through ongoing testing, monitoring and compliance reviews.
• Create and execute a testing and monitoring compliance program to ensure vendor performance and adherence to regulatory requirements and compliance policies.
• Research and develop analytical reports and solutions for identified business unit compliance problems; establish controls to mitigate the risk of material errors.
• Deliver and communicate findings to all levels of management and the Board of Directors.
• Review new and existing products, services and channels to evaluate compliance with applicable laws, regulations and best business practices.
• Execute compliance risk assessments by identifying key risks, assessing mitigating controls and determining the risk profile for the organization; use results to lead change within the organization.
• Act as a representative of the Compliance Department to aid in regulatory change management, company projects and initiatives, and training related to deposits.
• Assist in researching and answering questions related to regulations impacting the business.
• Stay informed of current laws, regulations, common practices and trends in the regulatory compliance field.
• Assist with compliance testing and monitoring of current and future regulatory obligations, regulatory exams, and audits.
• Maintain assigned Compliance policies and procedures to ensure alignment with regulatory and business updates annually, at a minimum.
• Participate in compliance-related training opportunities and continuing education to maintain high level of expertise and current knowledge of new compliance issues or regulatory developments; monitor internal and external compliance resources to stay abreast of regulatory hot topics and changes.

Qualifications (Must Haves)

• Minimum of 5 years progressive regulatory bank compliance experience.
• Bachelor’s degree or higher.
• Experience with Deposits.
• Strong knowledge of the functions of a Compliance Management System for a deposits portfolio.
• Advanced proficiency in MS Office (Excel, PowerPoint, Word).
• Independent analytical skills.
• Excellent communication skills (verbal, written, listening).
• Proven ability to prioritize workload and balance multiple duties.
• Independent and self‑motivated, with proven ability to successfully interact and work well with others.
• Willingness to travel 10% of the time.

Preferred Qualifications

• Certified Regulatory Compliance Manager (CRCM) certification.
• Experience with banking systems (Fiserv, Cenlar, LenderLive).
• Experience with Archer and Tableau; experience with verbal and written consumer complaint review and root‑cause trend analysis.

Equal Opportunity Employer.