Control & Risk Manager - Compliance Focus

JPMorgan Chase & Co.; Plano (TX); On-site; USD 120,000 - 180,000; Full time

Job summary

JPMorganChase seeks a Control Manager to lead risk and compliance efforts within Securities Services. You will design and evaluate controls, manage stakeholder relationships, and drive improvements in the control environment.

The role focuses on instrument reference data management and post-trade compliance, engaging Operations, Technology, and Product to align with industry standards and firm-wide controls.

Qualifications

• Extensive experience in control management, operations, and audit within financial services.
• Experience equivalent to fifteen or more years in the field.
• Strong skills in stakeholder management and collaboration.
• 5+ years Controls related experience.

Responsibilities

• Perform risk assessments and lead development and implementation of operational controls to improve efficiency and reduce operational risks.
• Continuously assess and review control effectiveness, providing recommendations to align with firmwide standards.
• Manage large-scale projects related to operations control management, ensuring timely execution.
• Analyze operational risk data and deliver actionable insights to senior leadership, while collaborating with internal stakeholders to foster transparent communication and achieve desired outcomes.
• Coordinates Audit & Regulatory Review.
• Oversee Compliance and Operational Risk Evaluation (CORE) updates in accordance with firm standards.
• Remain informed about industry developments and regulatory updates to enhance control processes.

Skills

Stakeholder management

Project management

Risk management

Compliance

Operational risk mitigation

Job description

JPMorganChase seeks a Control Manager to lead risk and compliance efforts within Securities Services. You will design and evaluate controls, manage stakeholder relationships, and drive improvements in the control environment.

The role focuses on instrument reference data management and post-trade compliance, engaging Operations, Technology, and Product to align with industry standards and firm-wide controls.