Consumer Banking Compliance Oversight Lead

TD Bank Group; United States; Remote; USD 91,000 - 146,000; Full time

Job summary

TD Bank US Compliance is seeking a Compliance Business Oversight Manager to provide oversight, guidance, and challenge across Deposit Product and Backoffice Operations. The role emphasizes regulatory knowledge, issue management, and collaboration with business leaders to strengthen controls and ensure regulatory alignment.

Ideal candidate will have 7+ years in compliance, strong communication, and experience with regulatory change management.

Qualifications

• Undergraduate degree or equivalent work experience.
• 7+ years of experience in compliance or related field.
• Strong knowledge of consumer banking regulations (Deposit Products, Backoffice Ops) and applicable laws.

Responsibilities

• Provide compliance oversight and challenge across designated lines with regulatory impact.
• Lead change risk assessments and present to executives for approval.
• Advise business partners through regular meetings and process reviews.
• Track and remediate compliance-related issues and ensure regulatory alignment.
• Lead regulatory change management for new/updated state laws and monitor key risk indicators.

Skills

Regulatory knowledge

Change management

Issue management

Written communication

Executive presentation

Cross-functional collaboration

GenAI/regulatory risk

Education

Bachelor's degree

Job description

TD Bank US Compliance is seeking a Compliance Business Oversight Manager to provide oversight, guidance, and challenge across Deposit Product and Backoffice Operations. The role emphasizes regulatory knowledge, issue management, and collaboration with business leaders to strengthen controls and ensure regulatory alignment.

Ideal candidate will have 7+ years in compliance, strong communication, and experience with regulatory change management.