Compliance Testing Manager (US)

TD Bank; Greenville (SC); Vor Ort; USD 91.000 - 146.000; Vollzeit

Zusammenfassung

TD Bank US Compliance is building a new governance structure for AI risk, controls, and governance activities. The manager will lead the development of standards and operating model aligned with regulatory expectations and enterprise policies.

You will partner with Compliance, Risk, Technology, and business teams to drive effective AI governance, support Power Platform solutions, and deliver scalable, future-ready processes that enhance risk assessments and reporting.

Qualifikationen

• 7+ years of experience in a compliance or governance function.
• Experience establishing, implementing AI governance policies and oversight.
• Knowledge of AI risk management and regulatory expectations.

Aufgaben

• Establish, document, implement, and maintain the AI Governance Framework for US CM&T.
• Develop governance standards, procedures, inventories, assessments, monitoring and reporting.
• Collaborate with Compliance, Risk, Technology, and business stakeholders to drive governance and improvements.
• Support the CM&T Canvas App and Power Platform solutions to enhance risk assessments, testing, and reporting.

Kenntnisse

AI governance

Power Apps

Risk management

Ausbildung

Undergraduate degree or equivalent

Tools

Power Platform

Jobbeschreibung

Work Location:

Greenville, South Carolina, United States of America

Hours:

40

Pay Details:

$91,000 - $145,600 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Compliance Job Description:

Why Work with Us?

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a culture of compliance that will cascade throughout the organization.

The Ideal Candidate

The ideal candidate will thrive in a fast-paced setting as we build a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone with an entrepreneurial mindset-someone who can \"roll up their sleeves\", takes the initiative and can anticipate needs before they arise. A comfort level with ambiguity and the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most importantly, the right candidate is seeking an intellectual challenge, has a desire to learn, and is committed to building something impactful from the ground up. At TD Bank, you'll have the unique opportunity to help shape the future of the bank while collaborating with a team of enthusiastic colleagues dedicated to setting new industry standards.

The Compliance Testing Manager - AI Governance & Technology Enablement

is responsible for establishing, documenting, implementing, and maintaining the AI Governance Framework for US Compliance Monitoring & Testing (US CM&T). This role provides oversight of AI-related risks, controls, and governance activities to ensure alignment with enterprise policies, regulatory expectations, and responsible AI principles. The manager will develop governance standards, procedures, inventories, assessments, monitoring routines, and management reporting to support AI-enabled compliance monitoring and testing activities. Additionally, this role will help support the CM&T Canvas App and related Power Platform solutions, enhancing, maintaining, and optimizing application functionality that supports risk assessments, testing execution, issue management, workflow automation, and reporting. The position partners closely with Compliance, Risk, Technology, and business stakeholders to drive governance, operational effectiveness, and continuous improvement.

Depth & Scope:

• Works independently and be accountable for acting as a lead in executing engagements and provides work direction to others on those engagements
• Considered subject matter expert in Compliance testing methodologies
• Provides subject matter expertise and/or guidance to various stakeholders and team members
• Advanced knowledge of external competition, industry and/or market trends in relation to own function/business
• Scope of role may have enterprise impact
• Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise
• Independently performs concurrent multiple reviews and related tasks from end to end
• May act as highest point of team escalation for resolution and provides direction to resolve issues or escalates

Education & Experience:

• Undergraduate degree or equivalent work experience
• 7+ years of experience

Preferred Skills:

• Experience establishing, implementing, and maintaining AI governance frameworks, policies, standards, and oversight processes.
• Knowledge of AI risk management, Responsible AI principles, model governance, and emerging regulatory expectations related to artificial intelligence.
• Hands-on experience designing, building, enhancing, and maintaining Microsoft Power Apps (Canvas Apps) and Power Platform