Compliance Strategist – Financial Services

University of Hawaii FCU; Hawaii; On-site; USD 70,000 - 110,000; Full time

Benefits offered by this job

Medical Insurance coverage for self &

Dental Insurance

401(k) with employer match

Paid time off (35+ days)

Professional development opportunities

Employee assistance program

On-demand pay option

Job summary

University of Hawaii FCU is seeking a Compliance Officer to develop, administer and monitor programs ensuring adherence to applicable laws and regulations. The role informs senior leadership of compliance responsibilities and evaluates risk exposure across operations and products.

Responsibilities include conducting regulatory reviews, implementing training, supporting Bank Secrecy Act and Red Flags initiatives, and maintaining a robust enterprise risk program to help sustain strong governance

Responsibilities

• Performs reviews to ensure the credit union’s operations are in compliance with all regulatory requirements.
• Develops and implements ongoing compliance training programs to meet the goals and objectives of the credit union relevant to quality standards established.
• Assists with the credit union’s Bank Secrecy Act and Red Flags Program.
• Interprets and disseminates information on regulatory matters in a timely manner.
• Ensures that all forms and disclosures are in compliance with NCUA rules and regulations.
• Creates and manages a compliance program, to be continually maintained and monitored as new regulations or changes to existing regulations become effective.
• Assists management with compliance issues by being a resource in obtaining pertinent information on various rules and regulations and identifying impacts to current operations and services.
• Assists auditors and examiners in their review of the credit union’s records.
• Receives and responds to subpoena and related legal requests for information.
• Files fidelity bond or related insurance claims.
• Assists with the Credit Union Vendor Due Diligence Program.
• Assists with the development and maintenance of the Enterprise Risk Management Program.
• Responds to concerns from management, and staff.
• Supports and carries out the strategic objectives of the credit union.
• Performs other duties as required.

Job description

University of Hawaii FCU is seeking a Compliance Officer to develop, administer and monitor programs ensuring adherence to applicable laws and regulations. The role informs senior leadership of compliance responsibilities and evaluates risk exposure across operations and products.

Responsibilities include conducting regulatory reviews, implementing training, supporting Bank Secrecy Act and Red Flags initiatives, and maintaining a robust enterprise risk program to help sustain strong governance