Senior Legal Advisor - Regulatory Compliance

Placements24; United States; Remote; USD 120,000 - 190,000; Full time

Benefits offered by this job

Fully remote

Competitive remuneration

Health and wellness benefits

Professional development

Access to legal/compliance resources

Job summary

Placements24 is seeking a Senior Legal Advisor specializing in Regulatory Compliance for a fully remote position. The role focuses on interpreting regulatory requirements across financial services, advising business units on compliance strategies, and managing regulatory interactions.

The ideal candidate has extensive experience in financial services regulation and strong communication with diverse stakeholders.

Qualifications

• Admitted attorney with extensive regulatory compliance experience in financial services.
• Strong understanding of SA financial services regulation and its global implications.
• Proven ability to develop and implement compliance programs.
• Excellent analytical, problem-solving and strategic thinking skills.
• Outstanding written and verbal communication with ability to explain complex regulations clearly.

Responsibilities

• Provide expert legal advice on financial services regulations and compliance.
• Develop, implement, and maintain compliance policies and procedures.
• Monitor regulatory changes and assess impacts on the business.
• Conduct internal investigations and audits for compliance.
• Liaise with regulatory bodies such as FSCA and others.
• Advise on risk management strategies related to regulatory compliance.
• Deliver training on compliance matters to business units.
• Review marketing materials and customer communications for compliance.
• Manage regulatory reporting and submissions.
• Support legal risk management and dispute resolution in regulatory matters.

Skills

Regulatory compliance

Financial services regulation

Legal research

Stakeholder communication

Independent remote work

Education

Admitted Attorney of the High Court of South Africa

Tools

Legal research software

Job description

About the Role

Our client, a leader in the financial services sector, is seeking an accomplished Senior Legal Advisor specializing in Regulatory Compliance for a fully remote position. This role is critical in ensuring the company adheres to all relevant financial regulations and legal frameworks across its operations. You will be responsible for interpreting complex regulatory requirements, advising business units on compliance strategies, and managing regulatory interactions. The ideal candidate will possess extensive experience in financial services regulation, a keen eye for detail, and the ability to communicate effectively with diverse stakeholders. This is an exceptional opportunity for a seasoned legal professional to make a significant impact within a forward-thinking, remote-first organization, contributing to compliance efforts related to its Randburg, Gauteng presence.

Key Responsibilities

• Provide expert legal advice on financial services regulations, including POPIA, FICA, FAIS, and other relevant legislation.


• Develop, implement, and maintain compliance policies and procedures.


• Monitor changes in the regulatory landscape and assess their impact on the business.


• Conduct internal investigations and audits to ensure adherence to compliance requirements.


• Liaise with regulatory bodies, such as the Financial Sector Conduct Authority (FSCA).


• Advise on risk management strategies related to regulatory compliance.


• Prepare and deliver training on compliance matters to relevant business units.


• Review and approve marketing materials and customer communications for regulatory compliance.


• Manage regulatory reporting requirements and submissions.


• Support the legal department in managing legal risks and disputes arising from regulatory matters.

Requirements

• Admitted Attorney of the High Court of South Africa with a minimum of 8 years of post-qualification experience, with a strong focus on financial services regulatory compliance.


• Deep understanding of South African financial services legislation and regulatory frameworks.


• Proven experience in developing and implementing compliance programs.


• Excellent analytical, problem-solving, and strategic thinking skills.


• Exceptional written and verbal communication skills, with the ability to explain complex regulations clearly.


• Demonstrated ability to work independently and manage multiple priorities effectively in a remote environment.


• High ethical standards and a strong sense of professional responsibility.


• Experience in risk management and corporate governance is highly desirable.


• Proficiency in legal research and compliance management software.


• Commitment to staying current with evolving regulatory requirements.

Benefits

• Fully remote working arrangement, providing unparalleled flexibility.


• Competitive remuneration package with performance incentives.


• Opportunity to work with a leading financial services institution.


• Comprehensive health and wellness benefits.


• Access to advanced legal and compliance resources.


• Continuous professional development and training opportunities.


• A culture that values innovation and compliance.