Compliance Manager - Regulatory Risk & Reporting

Intercontinental Exchange Holdings, Inc.; Chicago (IL); On-site; USD 113,000 - 155,000; Full time

Job summary

Intercontinental Exchange, Inc. in Illinois seeks a Compliance Manager to lead ICC’s compliance and operational risk programs, reporting to the Chief Compliance Officer.

Responsibilities span regulatory reporting, audits, policy drafting, and training across multiple jurisdictions. The role requires 5+ years in compliance or risk-related fields, strong communication skills, and familiarity with clearing house regulatory requirements.

Qualifications

• Bachelor’s degree or higher (JD a plus)
• 5+ years of experience in compliance, risk, legal or internal audit
• Work experience with a regulator or regulated entities such as clearing house, exchange, brokerage, bank or other financial services company a plus
• Excellent communication, organization and time management skills with attention to detail
• Familiarity with clearing house regulatory requirements a plus
• Critical thinking and analytical skills with ability to flag and trouble shoot system related and operational issues
• Ability to perform multiple projects simultaneously and manage other resources
• Must be proficient in Word, PowerPoint and Excel, SharePoint familiarity is a plus
• Ability to adapt in an evolving regulatory landscape

Responsibilities

• Compile regulatory reports and file weekly, monthly and quarterly reports with various regulators
• Create and present reports at governing committees
• Participate in regulatory examinations and audits by internal and external parties and track regulatory commitments
• Complete tasks related to ICC’s business continuity and disaster recovery programs
• Assist with drafting and revising policies & procedures as needed
• Administer annual compliance and new hire training, including coordinating and maintaining materials and training rosters
• Assist with the execution of the internal compliance monitoring program, analyze results and work to remediate any identified gaps or deficiencies
• Monitor clearing participant rule compliance
• Review applicable regulations, monitor for compliance, and implement changes, as necessary, to accommodate new rules
• Prepare and organize committee materials, help coordinate committee meetings and draft minutes
• Assist with tasks related to ICC’s information technology and cyber security programs
• Assist with tasks related to ICC’s anti-money laundering program

Skills

Regulatory compliance

Regulatory reporting

Audits

Compliance risk

Analytical thinking

Multitasking

Education

Bachelor’s degree

Juris Doctor (JD)

Job description

Intercontinental Exchange, Inc. in Illinois seeks a Compliance Manager to lead ICC’s compliance and operational risk programs, reporting to the Chief Compliance Officer.

Responsibilities span regulatory reporting, audits, policy drafting, and training across multiple jurisdictions. The role requires 5+ years in compliance or risk-related fields, strong communication skills, and familiarity with clearing house regulatory requirements.