Compliance Manager — Regulatory & Risk (Finance)

ICE; Chicago (IL); On-site; USD 113,000 - 155,000; Full time

Job summary

Intercontinental Exchange, Inc. (ICE) in Chicago is seeking a Compliance Manager with a robust background in compliance, finance, legal, risk management or regulatory affairs to lead ICC’s compliance programs.

The role reports to the Chief Compliance Officer and drives governance across multiple regulators and jurisdictions. The position involves preparing regulatory reports, supporting examinations, drafting policies, and overseeing training and monitoring programs.

Qualifications

• Bachelor’s degree or higher; JD a plus.
• 5+ years in compliance, risk, legal, or internal audit.
• Experience with regulators or regulated financial services preferred.
• Strong communication and organizational skills.
• Proficient in MS Office and SharePoint

Responsibilities

• Compile regulatory reports and file weekly, monthly and quarterly reports with various regulators
• Create and present reports at governing committees
• Participate in regulatory examinations and audits and track regulatory commitments
• Complete tasks related to ICC’s business continuity and disaster recovery programs
• Assist with drafting and revising policies & procedures as needed
• Administer annual compliance and new hire training, including coordinating and maintaining materials and training rosters
• Assist with the execution of the internal compliance monitoring program, analyze results and work to remediate any identified gaps or deficiencies
• Monitor clearing participant rule compliance
• Review applicable regulations, monitor for compliance, and implement changes, as necessary, to accommodate new rules
• Prepare and organize committee materials, help coordinate committee meetings and draft minutes
• Assist with tasks related to ICC’s information technology and cyber security programs
• Assist with tasks related to ICC’s anti-money laundering program

Skills

Regulatory compliance

Risk management

Auditing

Regulatory reporting

Policy development

Education

Bachelor's degree or higher

JD a plus

Tools

Excel

PowerPoint

SharePoint

Job description

Intercontinental Exchange, Inc. (ICE) in Chicago is seeking a Compliance Manager with a robust background in compliance, finance, legal, risk management or regulatory affairs to lead ICC’s compliance programs.

The role reports to the Chief Compliance Officer and drives governance across multiple regulators and jurisdictions. The position involves preparing regulatory reports, supporting examinations, drafting policies, and overseeing training and monitoring programs.