Compliance Leader, U.S. Specialty Insurance

US HoldCo; New York (NY); Híbrido; USD 150.000 - 210.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Hybrid work model

Professional development

Career growth opportunities

Health benefits

Retirement savings

Volunteer opportunities

Competitive vacation

Descripción de la vacante

Aviva Specialty in the United States is seeking a Compliance Manager to strengthen the second line of defense, reporting to the Head of Compliance, UK.

You will design and execute risk-based monitoring and testing, assess first-line controls, advise on regulatory requirements, and translate laws into practical policies and procedures across underwriting, claims, distribution, and operations.

Formación

• Minimum 5–8+ years in compliance, regulatory risk, audit, or legal within insurance/financial services.
• Experience designing and executing risk-based monitoring and testing programs.
• Strong knowledge of US insurance regulatory requirements and their application.
• Experience developing and implementing compliance policies, procedures, and controls.
• Solid understanding of the three lines of defense model and second-line oversight.
• Experience supporting regulatory examinations, inquiries, or internal audits.
• Strong analytical, written, verbal communication and stakeholder-influence skills.

Responsabilidades

• Develop and implement a risk-based monitoring and testing plan; evaluate first-line controls.
• Provide guidance on regulatory matters and interpret policies for the business.
• Develop and maintain compliance policies, procedures, and controls; monitor regulatory changes.
• Support regulatory inquiries, examinations, and audits with prepared documentation.
• Deliver training and promote a culture of compliance across the organization.

Conocimientos

5–8+ yrs exp

Risk-based monitoring

US insurance regs

Policy development

3LOD model

Regulatory examinations

Stakeholder communication

Educación

Bachelor’s degree in Business, Law, Finance, Risk Management, Insurance, or related discipline, or equivalent professional experience

Descripción del empleo

Aviva Specialty in the United States is seeking a Compliance Manager to strengthen the second line of defense, reporting to the Head of Compliance, UK.

You will design and execute risk-based monitoring and testing, assess first-line controls, advise on regulatory requirements, and translate laws into practical policies and procedures across underwriting, claims, distribution, and operations.