Senior Compliance Manager

Edenbrook; United States; On-site; USD 180,000 - 280,000; Full time

Job summary

Edenbrook in Chicago, IL is seeking an SVP, Regulatory Compliance to design and oversee the regulatory framework across platform MGAs, leading policy form development, ISO rule interpretation, and multi-state compliance programs with hands-on QA, testing and reporting to ensure accurate Lloyd’s ATLAS records and timely filings.

Reporting to the Group COO, you will build a scalable governance model, mentor staff, and drive risk controls across reinsurance, capital markets and broker relationships

Qualifications

• Bachelor's degree or higher in a relevant field; advanced degree preferred.
• Minimum 10+ years of hands-on insurance compliance experience in a multi-unit MGA or Program Administrator.
• Extensive knowledge of surplus lines tax, state filing requirements and multi-state regulations.
• Proven track record in developing proprietary manuscript forms and standard ISO forms.
• Experience with forms, system testing, and policy issuance platform compliance.
• Direct experience working with major carriers including the Lloyd's market.

Responsibilities

• Review and maintain insurance policy forms, digital libraries and issuance systems, advising on ISO rules and effective-date impacts.
• Oversee compliance testing for underwriting system changes, policy documentation and risk capital updates.
• Establish QA and internal controls with annual reviews of policies and procedures across platform MGAs.
• Review risk capital contracts to ensure regulatory compliance and alignment with best practice.
• Ensure accurate carrier, statutory and regulatory reporting, manage inquiries and Lloyd’s ATLAS records.

Skills

Insurance regulatory compliance

Policy forms development

ISO forms knowledge

QA/testing oversight

Multi-state compliance

Lloyd's market experience

Vendor management

Education

Bachelor's degree

Advanced degree in insurance law/risk management

Job description

Senior Vice President (SVP), Regulatory Compliance

Location: Chicago, IL | Manchester, NH | Boston, MA

Newly created SVP, Regulatory Compliance opportunity working with a rapidly growing, multi-line specialty MGA. Reporting into the Group COO, you will be responsible for the design, implementation, and daily oversight of the compliance framework across all platform MGAs. The role oversees policy form development, carrier reporting, QA controls and system testing, combining strategic oversight with hands-on execution to support complex insurance programmes, product expansion and compliance across reinsurance, capital markets and broker relationships.

Key Responsibilities:

• Review, develop and maintain insurance policy forms, digital libraries and issuance systems, advising on ISO rules and effective-date impacts.
• Oversee compliance testing for underwriting system changes, policy documentation and risk capital updates.
• Establish QA and internal controls, conducting annual reviews of policies and procedures across platform MGAs.
• Review risk capital contracts to ensure regulatory compliance and alignment with best practice.
• Ensure accurate and timely carrier, statutory and regulatory reporting, manage compliance enquiries and maintain Lloyd’s ATLAS records.
• Oversee surplus lines tax tracking, filings and compliance across all states.
• Manage producer onboarding, licensing, oversight and contractual updates across retail and wholesale broker networks.
• Provide regulatory guidance on state-specific requirements and ensure staff receive appropriate compliance training.
• Manage relationships with key compliance vendors.

Qualifications & Experience:

• Bachelor’s degree. Advanced degree in insurance law/risk management preferred.
• 10+ years of hands-on insurance compliance experience, within a multi-unit MGA or Program Administrator being preferred.
• Extensive knowledge of surplus lines tax, state filing requirements, and multi-state compliance regulations.
• Proven track record of developing proprietary manuscript forms and standard ISO forms.
• Experience managing forms, system testing, and policy issuance platform compliance.
• Direct experience working with major carriers including the Lloyd's insurance market.