Compliance Lead - Global Hedge Fund

Mondrian Alpha

New York (NY)

Hybrid

USD 180,000 - 260,000

Full time

14 days+
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Job summary

Mondrian Alpha, a leading hedge fund, is seeking a Compliance Lead to join its New York office. This front-office facing role partners directly with portfolio managers and senior stakeholders across a diverse investment platform, providing pragmatic advice on trading activity and regulatory matters.

The successful candidate will help enhance surveillance, drive automation initiatives, and evolve the firm's compliance framework.

Qualifications

  • Advisory or generalist compliance experience within hedge funds, asset managers, or investment banks.
  • Strong understanding of investment management regulation.

Responsibilities

  • Provide pragmatic compliance advice on trading activity and regulatory matters.
  • Enhance surveillance and drive automation initiatives within the compliance program.
  • Collaborate with Legal, Risk, Product, and Operations on strategic projects and regulatory developments.

Skills

Regulatory compliance
Surveillance
Automation initiatives
Front-office liaison
Stakeholder management

Job description

Our client, a leading global hedge fund with a reputation for exceptional performance, is looking to hire a Compliance Lead to join its New York office. This is a broad, front-office facing role partnering directly with portfolio managers and senior stakeholders across a diverse investment platform. The successful hire will provide pragmatic compliance advice on trading activity and regulatory matters, while playing a key role in enhancing surveillance, driving automation initiatives, and supporting the continued evolution of the firm's compliance framework.

The position offers significant visibility across the business, working closely with Legal, Risk, Product, and Operations on strategic projects, regulatory developments, and new business initiatives. There is genuine scope to influence how the function develops as the platform continues to grow.

The ideal candidate will have advisory or generalist compliance experience gained within a hedge fund, asset manager, or investment bank, together with a strong understanding of investment management regulation. This is an outstanding opportunity to join one of the industry's most respected investment platforms, offering excellent career progression, a collaborative culture, market-leading compensation, and a flexible hybrid working model.

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