Trading Compliance Advisory | Hedge Fund

OCR Alpha; New York (NY); On-site; USD 140,000 - 200,000; Full time

Job summary

OCR Alpha in New York seeks an experienced Trading Compliance Advisory professional to join a leading global investment manager's front-office advisory team. You will work closely with portfolio managers, traders and quantitative teams on trading activity, market structure and regulatory matters.

The role offers exposure to new products, trading venues and technology initiatives within a fast-paced, collaborative environment, with discretionary incentive compensation possible.

Qualifications

• We're keen to speak with candidates from hedge funds, proprietary trading firms, market makers or investment banks with experience supporting trading businesses from a compliance advisory perspective.

Responsibilities

• Systematic, quantitative and macro trading strategies
• Front-office compliance advisory
• Market structure and exchange rules
• New trading strategies, products and technology
• Trade surveillance, regulatory change and control room matters
• A highly collaborative, fast-paced investment environment

Job description

OCR is partnering with a leading global investment manager that is looking to add an experienced Trading Compliance Advisory professional to its growing team in New York.

About the Role

This is a genuine front-office advisory role, working closely with portfolio managers, traders and quantitative investment teams across a range of systematic and macro strategies. You'll advise on trading activity, market structure and regulatory matters, while partnering with the business on new products, trading venues, technology initiatives and strategic projects.

Responsibilities

• Systematic, quantitative and macro trading strategies
• Front-office compliance advisory
• Market structure and exchange rules
• New trading strategies, products and technology
• Trade surveillance, regulatory change and control room matters
• A highly collaborative, fast-paced investment environment

Qualifications

We're keen to speak with candidates from hedge funds, proprietary trading firms, market makers or investment banks with experience supporting trading businesses from a compliance advisory perspective.

Pay range and compensation package

The expected salary range for this role is based on factors such as experience, qualifications, education, location, and skill level. Additionally, this role may be eligible for discretionary incentive compensation.