Compliance Director - New AML/KYC Applications

Axonic Insurance Services LLC; United States; On-site; USD 180,000 - 260,000; Full time

Job summary

Axonic Insurance Services LLC seeks a Director, Compliance New AML/KYC Applications to provide leadership and strategic oversight for AXI’s AML/KYC and regulatory operations functions. Reporting to the Chief Compliance Officer, the role requires deep AML/KYC expertise and the ability to translate regulatory requirements into scalable programs, processes, and operating strategies.

The Director will build and develop a strong compliance team, oversee examinations, audits, and remediation, and

Qualifications

• Bachelor's degree required; advanced degree or relevant certification preferred.
• 10+ years of progressive compliance experience in insurance, annuities, financial services, or another highly regulated industry.
• 5+ years of leadership experience, including responsibility for developing managers and teams.
• Significant AML/KYC experience and deep knowledge of related regulatory requirements and controls.
• Experience with regulatory examinations, audits, and remediation.
• Strong judgment, strategic thinking, and ability to communicate risk to senior leadership.

Responsibilities

• Lead AML/KYC program and regulatory operations.
• Ensure programs, controls, and procedures meet regulatory requirements and evolve with the business.
• Oversee AML/KYC processes including customer due diligence, enhanced due diligence, sanctions screening, monitoring, and investigations.
• Identify opportunities to strengthen controls, improve processes, and increase scalability.
• Build, lead, and develop a high-performing team of managers, supervisors, and analysts.
• Establish clear roles, expectations, and accountability across the function.
• Coach and develop leaders and team members while addressing capability and resource needs.
• Support succession planning and continued development of the team.
• Lead regulatory examinations, audits, remediation efforts, and related responses within areas of responsibility.
• Advise the Chief Compliance Officer on AML/KYC risks, regulatory developments, and emerging issues.
• Establish effective escalation, reporting, and governance practices.
• Ensure policies, documentation, and controls remain audit ready.
• Partner with Operations, Legal, Risk, Technology, and Internal Audit on compliance matters.
• Provide AML/KYC guidance for systems, distribution relationships, and strategic initiatives.
• Balance regulatory requirements with practical business and operational considerations.

Skills

AML/KYC expertise

Regulatory leadership

Strategic thinking

Cross-functional leadership

Communication to senior leadership

Education

Bachelor's degree

Advanced degree or relevant certification preferred

Job description

Axonic Insurance is seeking a Director, Compliance New AML/KYC Applications to provide leadership and strategic oversight for AXI’s AML/KYC and regulatory operations functions. Reporting to the Chief Compliance Officer, this role requires deep expertise in AML/KYC, strong people leadership, and the ability to translate regulatory requirements into scalable programs, processes, and operating strategies.

The Director will be responsible for the effectiveness and continued development of AXI’s AML/KYC program and related regulatory operations, while building and developing a strong compliance team capable of supporting AXI’s continued growth. This leader will combine hands-on subject matter expertise with sound judgment, strategic thinking, and the ability to lead through increasingly complex regulatory and operational needs.

Key Responsibilities

AML/KYC & Regulatory Operations

• Lead AXI’s AML/KYC program and regulatory operations.
• Ensure programs, controls, and procedures meet regulatory requirements and evolve with the business.
• Oversee AML/KYC processes including customer due diligence, enhanced due diligence, sanctions screening, monitoring, and investigations.
• Identify opportunities to strengthen controls, improve processes, and increase scalability.
• Build, lead, and develop a high-performing team of managers, supervisors, and analysts.
• Establish clear roles, expectations, and accountability across the function.
• Coach and develop leaders and team members while addressing capability and resource needs.
• Support succession planning and continued development of the team.

Regulatory & Risk Oversight

• Lead regulatory examinations, audits, remediation efforts, and related responses within areas of responsibility.
• Advise the Chief Compliance Officer on AML/KYC risks, regulatory developments, and emerging issues.
• Establish effective escalation, reporting, and governance practices.
• Ensure policies, documentation, and controls remain audit ready.

Cross-Functional Partnership

• Partner with Operations, Legal, Risk, Technology, and Internal Audit on compliance matters.
• Provide AML/KYC guidance for systems, distribution relationships, and strategic initiatives.
• Balance regulatory requirements with practical business and operational considerations.

Qualifications

• Bachelor’s degree required; advanced degree or relevant certification preferred.
• 10+ years of progressive compliance experience in insurance, annuities, financial services, or another highly regulated industry.
• Significant AML/KYC experience and deep knowledge of related regulatory requirements and controls.
• 5+ years of leadership experience, including responsibility for developing managers and teams.
• Experience strengthening or scaling AML/KYC programs, processes, and controls.
• Experience with regulatory examinations, audits, and remediation.
• Strong judgment, strategic thinking, and ability to communicate risk to senior leadership.
• Strong communication and cross-functional leadership skills.