Compliance Associate (Private Equity)

Atlantic Group; New York (NY); Hybrid; USD 120,000 - 150,000; Full time

Job summary

A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role involves supporting compliance activities, monitoring the Code of Ethics, and ensuring adherence to regulatory requirements. Candidates should have a Bachelor's degree and 4-7 years of relevant experience, alongside strong analytical and communication skills. This hybrid position offers competitive compensation.

Qualifications

• 4-7 years of compliance or legal experience within private equity, private markets, or investment advisory environments.
• Strong understanding of investment adviser compliance frameworks and regulatory requirements.
• Experience using compliance monitoring systems.

Responsibilities

• Assist with day-to-day compliance activities including Code of Ethics monitoring.
• Support preparation and maintenance of regulatory filings for audit readiness.
• Participate in testing and internal reviews to assess control effectiveness.

Skills

Attention to detail

Organization skills

Communication skills

Ability to manage multiple priorities

Education

Bachelor’s degree

Tools

Microsoft Office

MyComplianceOffice

Global Relay

Job description

Overview

Job Overview – Compliance Associate (Private Equity) Compensation: $120,000 – $150,000/year base ($250,000 All-In) Location: New York, NY Schedule: Monday to Friday (Hybrid). Atlantic Group is hiring a Compliance Associate (Private Equity) in New York, NY for our client, supporting regulatory compliance, monitoring, and policy administration within an alternative investment environment. In this hybrid role, you will oversee Code of Ethics compliance, support regulatory filings, and contribute to compliance testing and internal controls. You will partner with investment, legal, and operations teams to ensure adherence to regulatory requirements and firm policies.

Responsibilities

• Compliance Program Support: Assist with day-to-day compliance activities including Code of Ethics monitoring, personal trading reviews, and quarterly certifications.
• Regulatory Filings: Support preparation and maintenance of regulatory filings and ensure compliance records are accurate and audit-ready.
• Compliance Testing: Participate in testing, mock exams, and internal reviews to assess control effectiveness and regulatory readiness.
• Regulatory Research: Monitor regulatory developments and assist with implementing new policies and compliance requirements.
• Cross-Functional Collaboration: Partner with investment, legal, and operations teams to support compliance initiatives and firm-wide standards.

Qualifications

• Education: Bachelor’s degree is required, and a background in Legal Studies, Compliance, or a related field is preferred.
• Experience: 4-7 years of compliance or legal experience within private equity, private markets, or investment advisory environments.
• Industry Knowledge: Strong understanding of investment adviser compliance frameworks, regulatory requirements, and internal control environments is required.
• Technical Skills: Experience using compliance monitoring systems and proficiency in Microsoft Office is required, and exposure to tools such as MyComplianceOffice or Global Relay is preferred.
• Skills & Attributes: Demonstrates strong attention to detail, organization, and communication skills with the ability to manage multiple priorities and work effectively across teams in a regulated environment.

Application Notice

Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.