Compliance Analyst: Drive Regulatory Risk & Controls

Duke Energy; United States; On-site; USD 70,000 - 110,000; Full time

Benefits offered by this job

Relocation assistance provided

Job summary

Duke Energy is seeking a mid-level Compliance Analyst to support regulatory requirements, data gathering, and reporting, balancing internal standards (IT502, IT503) with external rules. The role emphasizes growing independence and SME capabilities in a large utility environment.

The Sr Compliance Analyst level handles more complex problems across multiple areas, applying procedures, guiding business units on self‐reports and remediation plans, and participating in risk assessments to strengthen

Qualifications

• Bachelor's degree in one of the listed fields.
• 2 years related work experience.
• In lieu of degrees, 6 years related work experience.

Responsibilities

• Carries out individual work assignments in development and support of processes, programs, and projects of the Compliance program.
• Gather and review data for responses to legal and regulatory inquiries.
• Demonstrates working knowledge of regulatory standards, policies, processes, and controls applicable to the business area.
• Perform or assist in business area trending analysis and reporting.
• Guide and support business units in the development of self-reports, cause analyses, corrective plans, and mitigation plan porting.
• Competent in the use of compliance tracking tools, procedures, and research capabilities for the Compliance program.
• Correlate incident data to identify specific vulnerabilities and make recommendations that enable expeditious remediation.
• Assess or assist in the assessment in the effectiveness of internal compliance controls.
• Maintain or create evidence of mitigation and corrective actions and required business area reporting.
• Correlate event data to identify trends and compliance risks.
• Make recommendations that enable expeditious remediation to events and prevents recurrence.

Education

Bachelor's degree in Computer Science

Bachelor's degree in Economics

Bachelor's degree in Engineering

Bachelor's degree in Business

Job description

Duke Energy is seeking a mid-level Compliance Analyst to support regulatory requirements, data gathering, and reporting, balancing internal standards (IT502, IT503) with external rules. The role emphasizes growing independence and SME capabilities in a large utility environment.

The Sr Compliance Analyst level handles more complex problems across multiple areas, applying procedures, guiding business units on self‐reports and remediation plans, and participating in risk assessments to strengthen