Compliance Analyst

Millennium Management LLC; New York (NY); On-site; USD 70,000 - 160,000; Full time

Job summary

Millennium Management LLC in New York seeks a Compliance Analyst to support communications reviews for trading teams, monitor regulatory developments, and help maintain robust policies. The role emphasizes concise reporting and collaboration across departments.

Candidates should have a Bachelor’s in Business/Finance/Economics and 1–2 years of experience, strong writing and analytical skills, and comfort with evolving regulatory requirements; compensation includes base salary, bonus potential,

Qualifications

• Bachelor’s degree in Business, Finance, Economics or related field.
• 1–2 years of relevant compliance or investment oversight experience.
• Understanding of SEC rules and regulatory expectations.
• Proficient writing and analysis for compliance documentation.
• Ability to thrive in fast-paced, evolving environment.

Responsibilities

• Conduct communications reviews for trading teams and searches for internal investigations.
• Prepare clear weekly and monthly memoranda summarizing findings.
• Support development of compliance policies in response to changes.
• Monitor regulatory developments and assess impact on framework.
• Contribute to monitoring program robustness and scalability.
• Partner on various compliance-related projects.

Skills

Regulatory knowledge

Analytical thinking

Strong writing

Project management

Communication

Education

Bachelor's degree in Business/Finance/Economics

Tools

Microsoft Excel

Microsoft Word

Microsoft PowerPoint

Job description

Compliance AnalystAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.Meet the TeamThe Compliance Department at Millennium serves to adopt, implement, and enforce a compliance program that includes policies and procedures, processes, systems, controls, surveillance, testing, and reporting. In London, the team operates within a disciplined and well-controlled framework designed to help prevent and detect violations of applicable laws, rules, regulatory requirements, and Firm policies while supporting the evolving needs of the business.What You'll Do• Conduct communications reviews for trading teams and perform targeted searches in support of internal investigations• Prepare clear, well-structured weekly and monthly memoranda summarizing findings from email surveillance reviews• Support the development and enhancement of compliance policies and procedures in response to business changes, regulatory developments, and emerging compliance risks• Monitor relevant regulatory developments and help assess their impact on the Firm’s compliance framework• Contribute to the effectiveness, scalability, and robustness of the Firm’s communications monitoring program• Partner on a range of compliance-related projects across the department, as neededWhat You Bring• Bachelor’s degree, preferably in Business, Finance, Economics, or a related field, with 1–2 years of relevant experience• Prior experience conducting electronic communications reviews within a Registered Investment Adviser or broker-dealer preferred• Strong understanding of applicable regulatory requirements, including SEC rules and other regulatory expectations• Strong writing, analytical, and problem-solving skills, with the ability to produce clear and effective compliance documentation• Ability to prioritize work and perform effectively in a fast-paced, high-pressure, and evolving environment• Entrepreneurial and self-directed approach, with the ability to manage projects independently and deliver against commitments• Strong interpersonal and collaboration skills, with the ability to build effective working relationships across departments• Proficiency in Microsoft Excel, Word, and PowerPoint, with confidence using a range of technology tools and applicationsSalary RangeMillennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package.