Code of Ethics Compliance Consultant

ACA Group; Illinois; On-site; USD 70,000 - 85,000; Full time

Benefits offered by this job

Medical and dental coverage

401(k) plans

Paid time off options

Flexible work environment

Student Debt Forgiveness

Pet Insurance

Job summary

ACA Group in the United States seeks a Compliance Consultant to support supervisors and account teams in delivering ACA's Code of Ethics offerings. You will administer surveillance programs, certifications, disclosures, and risk reviews while serving as a SME for regulatory requirements.

The role involves mentoring analysts, leading client discussions, and contributing to training, thought leadership, and business development initiatives.

Qualifications

• Bachelor’s degree required.
• At least three years in regulatory compliance or two years in related roles.
• Knowledge of federal securities laws and rules is required.

Responsibilities

• Build and maintain client relationships and provide guidance on compliance requirements.
• Oversee surveillance programs and disclosures.
• Lead client discussions on outside activities, gifts, and conflicts of interest.
• Review regulatory risks and recommend corrective actions.
• Conduct reviews of books and records for compliance.
• Design questionnaires, attestations, and disclosures for clients.
• Prepare and present reports to clients and internal stakeholders.
• Mentor analysts and train team members on regulations and policies.
• Support managed services projects with supervisors and account owners.
• Develop internal knowledge resources and contribute to training.
• Support thought leadership, business development, and public speaking events.
• Perform ad-hoc projects to support ACA initiatives.

Skills

Regulatory compliance

Communication skills

Team collaboration

Problem solving

Detail oriented

Education

Bachelor’s degree

Job description

ACA Group in the United States seeks a Compliance Consultant to support supervisors and account teams in delivering ACA's Code of Ethics offerings. You will administer surveillance programs, certifications, disclosures, and risk reviews while serving as a SME for regulatory requirements.

The role involves mentoring analysts, leading client discussions, and contributing to training, thought leadership, and business development initiatives.