Ethics & Compliance Consultant - Client Solutions

ACA Group; Oxford (MS); On-site; USD 70,000 - 85,000; Full time

Benefits offered by this job

Student Debt Forgiveness

Pet Insurance

Job summary

ACA Group seeks a regulatory compliance professional to support supervisors, relationship managers, account owners, and engagement leads in delivering Code of Ethics offerings. You will administer surveillance programs, certifications, disclosures, and risk reviews, while staying current on regulatory changes and best practices across ethics programs.

You will mentor analysts, lead client discussions on compliance topics, and contribute to training, business development, and public speaking

Qualifications

• Bachelor’s degree required in a relevant field.
• At least 3 years in regulatory compliance or equivalent experience.
• Strong knowledge of U.S. federal securities laws and related rules.

Responsibilities

• Build strong client relationships and provide guidance on compliance requirements and service delivery.
• Oversee the implementation and administration of personal trading surveillance and disclosure programs.
• Lead discussions on outside activities, gifts, and conflicts of interest; advise on Code of Ethics matters.
• Review complex regulatory issues and recommend corrective actions; supervise staff as needed.
• Design questionnaires, attestations, and disclosures to support programs.
• Prepare and present reports, trends, and findings to clients and internal stakeholders.
• Mentor analysts and support managed services projects with cross-functional teams.
• Contribute to training materials, thought leadership, and business development initiatives.

Skills

Regulatory compliance

Federal securities laws knowledge

Client relationship management

Training and mentoring

Education

Bachelor's degree

Regulatory compliance experience (3+ years) or equivalent

Job description

ACA Group seeks a regulatory compliance professional to support supervisors, relationship managers, account owners, and engagement leads in delivering Code of Ethics offerings. You will administer surveillance programs, certifications, disclosures, and risk reviews, while staying current on regulatory changes and best practices across ethics programs.

You will mentor analysts, lead client discussions on compliance topics, and contribute to training, business development, and public speaking