Ethics & Compliance Consultant — RegTech & Client Impact

ACA Group

Pittsburgh (Allegheny County)

On-site

USD 70,000 - 85,000

Full time

36 hours ago
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Benefits offered by this job

Medical and dental coverage
401(k) plan
Paid time off
Flexible work environment
Student debt forgiveness
Pet Insurance

Job summary

ACA Group is seeking a Consultant (MS) for Code of Ethics offerings in Pittsburgh. You will support supervisors, managers, and engagement leads by administering personal trading surveillance, employee certifications, and disclosures, while maintaining current knowledge of evolving compliance requirements.

You will lead client discussions, oversee monitoring activities, mentor analysts, and contribute to training, documentation, and thought leadership within a fast-paced team focused on

Qualifications

  • Three years of regulatory compliance experience or at least two years plus relevant regulatory or data-analyst background.
  • Knowledge of federal securities laws and related rules (e.g., Advisers Act, Exchange Act, CFTC Act).

Responsibilities

  • Build and manage client relationships; guide on compliance requirements, onboarding, scope, budgets, and service delivery.
  • Oversee personal trading surveillance programs and compliance monitoring activities; manage disclosures and certifications.
  • Lead client discussions on outside business activities, political contributions, gifts and entertainment, and conflicts of interest.

Skills

Client relationship management
Compliance program administration
Regulatory risk assessment
Mentoring and training

Job description

ACA Group is seeking a Consultant (MS) for Code of Ethics offerings in Pittsburgh. You will support supervisors, managers, and engagement leads by administering personal trading surveillance, employee certifications, and disclosures, while maintaining current knowledge of evolving compliance requirements.

You will lead client discussions, oversee monitoring activities, mentor analysts, and contribute to training, documentation, and thought leadership within a fast-paced team focused on

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