Clo Compliance Testing

Green Key Resources; New York (NY); Hybrid; USD 85,000 - 115,000; Full time

Job summary

Chris Baily seeks a Staff-level professional to oversee compliance and reporting for US CLO platforms within Global Credit Operations. You will support investment capture, funding, treasury management, and administrator oversight, ensuring adherence to indentures and reporting standards.

Collaborate with portfolio management, trading, and structuring teams for daily ops, while managing vendor relationships and producing investor reports and ad-hoc analyses.

Qualifications

• Bachelor's degree in Finance, Accounting, Mathematics, or related discipline required.
• Minimum of 2–4 years of relevant experience in financial services, preferably with a focus on CLOs.
• Proficiency in Microsoft Office applications, particularly Excel, for data analysis and reporting.
• Strong interpersonal and communication skills, with a team-oriented approach.
• Detail-oriented self-starter with intellectual curiosity and a commitment to learning.
• Ability to manage vendor relationships and ensure operational efficiency.
• Experience in compliance testing and reporting within financial services preferred.

Responsibilities

• Monitor compliance tests for US Middle Market CLOs and Rated Note Fund structures.
• Review and analyze quarterly investor reports and waterfall calculations.
• Conduct hypothetical testing and interpret indentures for compliance verification.
• Collaborate with portfolio management, trading, and structuring teams for operational activities.
• Prepare regular reports for portfolio management and ad-hoc reporting as needed.
• Oversee vendor relationships, including fund administration and trustees.
• Support the firm's CLO business through compliance and operational oversight.
• Ensure efficient collaboration across teams to improve organizational processes.

Skills

Interpersonal skills

Communication

Detail-oriented

Team player

Education

Bachelor's degree in Finance, Accounting, Mathematics, or related discipline

Tools

Microsoft Excel

Job description

Job Detail

Experience Level Staff

Degree Type Bachelor of Arts (BA)

Employment Full Time

Working Type Hybrid

Job Reference 0000019338

Salary Type Annually

Industry Asset Management; Hedge Fund; Private Equity

Selling Points

Contribute to a leading financial services firm with a focus on CLOs. Enhance your expertise in compliance testing and portfolio management. Collaborate with dynamic teams in a hybrid work environment.

Job Description Overview

Collaborate with the Global Credit Operations team to oversee compliance and reporting for US CLO platforms. Support investment capture, funding, treasury management, and administrator oversight within the firm's credit operations. Ensure compliance with Middle Market CLOs and Rated Note Fund structures through regular monitoring and testing. Engage with portfolio management, trading, and structuring teams for daily operational activities. Perform hypothetical testing and interpret indentures to maintain compliance standards. Prepare and review quarterly investor reports, waterfall calculations, and ad-hoc reporting. Manage vendor relationships, including fund administration and trustees, ensuring operational efficiency. Contribute to the firm's industry-leading CLO business by supporting operational and compliance initiatives.

Key Responsibilities & Duties

• Monitor compliance tests for US Middle Market CLOs and Rated Note Fund structures.
• Review and analyze quarterly investor reports and waterfall calculations.
• Conduct hypothetical testing and interpret indentures for compliance verification.
• Collaborate with portfolio management, trading, and structuring teams for operational activities.
• Prepare regular reports for portfolio management and ad-hoc reporting as needed.
• Oversee vendor relationships, including fund administration and trustees.
• Support the firm's CLO business through compliance and operational oversight.
• Ensure efficient collaboration across teams to improve organizational processes.

Job Requirements

• Bachelor's degree in Finance, Accounting, Mathematics, or related discipline required.
• Minimum of 2-4 years of relevant experience in financial services, preferably with a focus on CLOs.
• Proficiency in Microsoft Office applications, particularly Excel, for data analysis and reporting.
• Strong interpersonal and communication skills, with a team-oriented approach.
• Detail-oriented self-starter with intellectual curiosity and a commitment to learning.
• Ability to manage vendor relationships and ensure operational efficiency.
• Experience in compliance testing and reporting within financial services preferred.
• Hybrid work arrangement offering flexibility and collaboration opportunities.