Client Services Associate

Rose International; Jacksonville (FL); On-site; USD 55,104 - 61,992; Full time

Job summary

Rose International in Jacksonville, FL is seeking a Client Services Associate to service investment and banking clients in a hybrid role (3 days onsite, 2 days remote), supporting their financial needs. The role requires current Series 7 & 66 licenses with SIE, a Bachelor's degree, and five years’ experience in client servicing.

You will articulate value propositions and connect clients with suitable digital and private client programs.

Qualifications

• Experience servicing and supporting investment or banking clients.
• Excellent verbal and written communication skills.
• Ability to work independently within established procedures and make decisions without manager approval.
• Able to support a diverse array of products and services.

Responsibilities

• Provide end-to-end servicing for investment and banking clients.
• Match clients with appropriate products and services.
• Respond promptly to client requests via phone or email.
• Ensure FINRA and firm policy compliance in handling client matters.
• Support KYC/AML and regulatory requirements.
• Escalate risk issues and maintain proper documentation.

Skills

AML

Client services

Communications

Education

Bachelor’s Degree

Master’s Degree

Tools

Excel

Outlook

Word

Job description

Date Posted: 07/21/2026
Hiring Organization: Rose International
Position Number: 504441
Industry: Financial Services
Job Title: Client Services Associate
Job Location: Jacksonville, FL, USA, 32258
Work Model: Hybrid
Work Model Details: Hybrid -3 days onsite and 2 days remote
Employment Type: Temp to Hire
FT/PT: Full-Time
Estimated Duration (In months): 9
Min Hourly Rate($): 40.00
Max Hourly Rate($): 45.00
Must Have Skills/Attributes: Anti Money Laundering (AML), Client services, Communications
Experience Desired: Servicing and Supporting our investment and/or Banking clients (5 yrs); Articulate the value proposition for our Private Client and digital program (5 yrs)
Required Minimum Education: Bachelor’s Degree
Preferred Education: Master’s Degree
Required Certifications/Licenses: Active Series 7 & Series 66 (combo of 63 and 65) licenses
C2C is not available

Job Description

Required Education

• Bachelor’s/University degree

Preferred Education

• Master’s/University degree

Required licenses

• Active Series 7 & Series 66 (combo of 63 and 65) licenses
• Securities Industry Essentials – SIE - Active Series 7 & Series 66 (combo of 63 and 65) licenses (required)
• THEY CANNOT HAVE A LAPSE OF TWO YEARS FROM PREVIOUSLY WORKING AT A FINANCIAL INSTITUATION THAT HELD THEIR LICENSE…AS THIS WOULD CAUSE THE LICENSE TO EXPIRE

Required Experience And Skills

• Prior work experience in a related job that would provide a comprehensive understanding of activities, policies, procedures, and concepts of the work area.
• Understanding of multiple products across business lines combined with exceptional networking and relationship building skills.
• Excellent verbal and written communication skills. Ability to communicate at a professional level.
• Capable of working independently within established procedures and make decisions without manager approval.
• Able to perform multiple functions with a high degree of accuracy.
• Ability to support a diverse array of products and services.

Preferred Experience And Skills

• Relevant experience in Customer Service with emphasis in investments or investment‑related products preferred.
• Basic understanding of investment and financial planning strategies preferred.
• Knowledge of Microsoft Office (Excel, Outlook, and Word) preferred.

Responsibilities

• Fully accountable for servicing and supporting our investment and/or Banking clients.
• Able to clearly articulate business value proposition, matching clients with the correct set of products and services.
• Responsibly and professionally engage with clients to facilitate the transition of individuals whose needs are better aligned with digital solutions.
• Confidently articulate the value proposition for our Private Client and digital programs available.
• Directly responsible for providing timely responses to client service requests, received via telephone or email.
• Provides exceptional support and issue resolution– all client issues will be owned end to end by the associate and will be treated with a closed loop process.
• Ensures customer claims and complaints are handled in accordance with FINRA and firm policy.
• Refer opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer, Digital Wealth Solutions, etc.)
• Manage client follow-up and adhere to all Regulatory and Compliance operating procedures
• Ensure that KYC/AML and other compliance norms are strictly adhered to
• Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding our firm, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

#CT1

• Only those lawfully authorized to work in the designated country associated with the position will be considered.
• Please note that all Position start dates and duration are estimates and may be reduced or lengthened based upon a client’s business needs and requirements.

Benefits

For information and details on employment benefits offered with this position, please visit here. Should you have any questions/concerns, please contact our HR Department via our secure website.

California Pay Equity

For information and details on pay equity laws in California, please visit the State of California Department of Industrial Relations' website here.

Rose International is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, sexual orientation, gender (expression or identity), national origin, arrest and conviction records, disability, veteran status or any other characteristic protected by law. Positions located in San Francisco and Los Angeles, California will be administered in accordance with their respective Fair Chance Ordinances.

If you need assistance in completing this application, or during any phase of the application, interview, hiring, or employment process, whether due to a disability or otherwise, please contact our HR Department.

Rose International has an official agreement (ID #132522), effective June 30, 2008, with the U.S. Department of Homeland Security, U.S. Citizenship and Immigration Services, Employment Verification Program (E-Verify). (Posting required by OCGA 13/10-91.).