Client Onboarding Analyst

Social Capital Resources; New York (NY); Presencial; USD 60.000 - 85.000; Jornada completa

Descripción de la vacante

Social Capital Resources seeks a Client Onboarding Analyst in Midtown, Manhattan, for a full-time role. The candidate will manage onboarding for new and existing clients, ensuring timely account openings and regulatory compliance.

Required are 2+ years in onboarding or customer service, familiarity with KYC/AML, and collaboration with Front Office, Technology, and Compliance to ensure proper setup across systems.

Formación

• 2+ years of experience in account onboarding or customer service.
• Familiar with regulatory requirements related to opening accounts.
• Experience with KYC, AML and compliance processes.
• Experience at a self-clearing & introducing broker-dealer is a plus.
• Works with Front Office, Technology and Compliance to ensure proper setup.

Responsabilidades

• Serve as primary point of contact for new and existing clients.
• Ensure timely and accurate account opening.
• Support regulatory and audit processes related to onboarding.

Conocimientos

Account onboarding

Customer service

KYC/AML compliance

Regulatory awareness

Broker-dealer operations

Cross-functional collaboration

Descripción del empleo

Financial Firm in Midtown, Manhattan is seeking a Client Onboarding Analyst for a full-time position!

• 2+ years of experience in Account On-boarding/Customer Service
• Serve as primary point of contact for new and existing clients
• Familiar with Regulatory requirements related to opening accounts
• Ensure timely and accurate account opening
• KYC, AML, Compliance
• Experience at a self-clearing & introducing broker dealer
• Work Closely with Front Office, Technology & Compliance to ensure proper setup across all relevant systems
• Ability to be a self-starter and work to review and enhance procedures
• Assist with internal and external reviews and audits