Client Onboarding & Compliance Analyst

Social Capital Resources; New York (NY); On-site; USD 60,000 - 85,000; Full time

Job summary

Social Capital Resources seeks a Client Onboarding Analyst in Midtown, Manhattan, for a full-time role. The candidate will manage onboarding for new and existing clients, ensuring timely account openings and regulatory compliance.

Required are 2+ years in onboarding or customer service, familiarity with KYC/AML, and collaboration with Front Office, Technology, and Compliance to ensure proper setup across systems.

Qualifications

• 2+ years of experience in account onboarding or customer service.
• Familiar with regulatory requirements related to opening accounts.
• Experience with KYC, AML and compliance processes.
• Experience at a self-clearing & introducing broker-dealer is a plus.
• Works with Front Office, Technology and Compliance to ensure proper setup.

Responsibilities

• Serve as primary point of contact for new and existing clients.
• Ensure timely and accurate account opening.
• Support regulatory and audit processes related to onboarding.

Skills

Account onboarding

Customer service

KYC/AML compliance

Regulatory awareness

Broker-dealer operations

Cross-functional collaboration

Job description

Social Capital Resources seeks a Client Onboarding Analyst in Midtown, Manhattan, for a full-time role. The candidate will manage onboarding for new and existing clients, ensuring timely account openings and regulatory compliance.

Required are 2+ years in onboarding or customer service, familiarity with KYC/AML, and collaboration with Front Office, Technology, and Compliance to ensure proper setup across systems.