Client Associate: Financial Services & Growth Path

D.A. Davidson Companies; Walla Walla (WA); On-site; USD 31,000 - 37,000; Full time

Benefits offered by this job

Health benefits

401(k) + ESOP

Paid time off

Holidays

Professional development

Tuition reimbursement

Insurance discounts

Community giving

Job summary

D.A. Davidson Companies is seeking an exceptionally sharp Client Associate to join our Walla Walla, WA branch.

In this team-critical role, you will work alongside Financial Professionals to provide excellent client service and support, helping manage accounts and transactions in a regulatory environment. The ideal candidate will have strong communication, meticulous attention to detail and a passion for building client relationships while growing in a supportive, employee-owned culture that

Qualifications

• High school graduate; post-secondary education or comparable work experience preferred.
• SIE/Series 7/Series 66/63/65 exams opportunity and willingness to pursue.
• Strong Microsoft Word, Excel and Outlook skills.
• Proven ability to build client relationships including excellent communication and problem-solving.
• Strong attention to detail and accuracy including the ability to perform semi-advanced math.
• Ability to handle multiple demands and competing priorities in a deadline-oriented environment.

Responsibilities

• Provide extraordinarily professional and courteous client service managing client requests, account maintenance and effectively articulating certain requirements in a regulatory environment
• Review, maintain and process account documents and information as well as solve complex issues and assignments related to client accounts and transactions including suspicious activity
• Assist with crafting comprehensive financial plans for current and prospective clients
• Assist in developing and implementing periodic client mailings, communications and events
• Facilitate the transfer of client funds and/or securities and the issuance of checks upon request
• Seek to innovate and streamline processes
• Provide general support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned
• Adherence to all branch, firm and compliance policies, procedures rules and regulations
• Other projects and duties as assigned

Skills

Client relationships

Communication

Problem solving

Attention to detail

Math skills

Multi-tasking

Education

High school diploma

Tools

Microsoft Word

Excel

Outlook

Job description

D.A. Davidson Companies is seeking an exceptionally sharp Client Associate to join our Walla Walla, WA branch.

In this team-critical role, you will work alongside Financial Professionals to provide excellent client service and support, helping manage accounts and transactions in a regulatory environment. The ideal candidate will have strong communication, meticulous attention to detail and a passion for building client relationships while growing in a supportive, employee-owned culture that