Chief Risk & Strategy Architect

SEC; United States; Remote; USD 140,000 - 190,000; Full time

Job summary

SEC's Division of Examinations seeks a Senior Officer - Chief Risk and Strategy Officer to lead examination priorities and strategic risk management. The role may be located in Atlanta, Boston, Chicago, Denver, Fort Worth, Los Angeles, Miami, New York, Philadelphia, San Francisco, or Washington, D.C. The position is open to the public.

Applicants must meet rigorous qualifications, including a J.D. or LL.B. and bar admission, plus at least four years post-J.D.

Qualifications

• J.D. or LL.B. degree and active bar membership in good standing.
• Proof of bar membership required before entry on duty.
• Minimum four years of post J.D. work experience with at least three years in examinations and risk.
• Experience leading teams conducting examinations of broker-dealers and related entities.

Responsibilities

• Lead and manage examination activities across broker-dealers, transfer agents, and investment firms.
• Assess and communicate risks to inform regulatory action and policy.
• Build and lead teams; coordinate with divisions to meet program goals.
• Develop and implement risk strategies aligned with SEC mission.

Job description

SEC's Division of Examinations seeks a Senior Officer - Chief Risk and Strategy Officer to lead examination priorities and strategic risk management. The role may be located in Atlanta, Boston, Chicago, Denver, Fort Worth, Los Angeles, Miami, New York, Philadelphia, San Francisco, or Washington, D.C. The position is open to the public.

Applicants must meet rigorous qualifications, including a J.D. or LL.B. and bar admission, plus at least four years post-J.D.