Senior Risk & Strategy Officer — Examinations

Securities and Exchange Commission; United States; On-site; USD 100,000 - 140,000; Full time

Job summary

The Securities and Exchange Commission seeks a Senior Officer - Chief Risk and Strategy Officer to lead risk and strategic planning across multiple SEC offices. The role supports examinations, risk assessment, and program management for broker-dealers and investment firms in major U.S. markets.

Location options include Atlanta, Boston, Chicago, Denver, Fort Worth, Los Angeles, Miami, New York, Philadelphia, San Francisco, or Washington, DC; federal status candidates encouraged to apply.

Qualifications

• One full year of specialized experience at the GS-14/SK-14 level or equivalent.
• Specialized experience in conducting, overseeing, or supporting examinations, audits, or reviews of broker-dealers, transfer agents, investment companies or investment advisers.
• Experience managing a team that conducts examinations or risk assessments for financial firms.

Skills

Examinations & audits

Risk assessment

Regulatory compliance

Job description

The Securities and Exchange Commission seeks a Senior Officer - Chief Risk and Strategy Officer to lead risk and strategic planning across multiple SEC offices. The role supports examinations, risk assessment, and program management for broker-dealers and investment firms in major U.S. markets.

Location options include Atlanta, Boston, Chicago, Denver, Fort Worth, Los Angeles, Miami, New York, Philadelphia, San Francisco, or Washington, DC; federal status candidates encouraged to apply.