Senior Risk & Strategy Leader — Examinations & Compliance

U.S.-Securities-and-Exchange-Commission; Los Angeles (CA); Presencial; USD 95.000 - 132.000; Jornada completa

Descripción de la vacante

The Division of Examinations at the U.S. Securities and Exchange Commission seeks a Senior Officer - Chief Risk and Strategy Officer to lead risk strategy and execution across examination programs. The role requires analytical thinking, strategic leadership, and the ability to guide cross-functional teams in assessing and mitigating risks in securities markets.

Location options include multiple major U.S. cities.

Formación

• Specialized experience at GS-14/SK-14 level in examinations, audits, or reviews of broker-dealers, transfer agents, investment companies, investment advisers or self-regulatory organizations.
• Ability to assess compliance, activities or risks of registered securities firms.
• Experience managing a team that conducts examinations or reviews of financial or securities firms.

Conocimientos

Leading Organization

Developing People

Results Orientation

Building Coalitions

Risk Assessment

Program Management

Critical Thinking

Descripción del empleo

The Division of Examinations at the U.S. Securities and Exchange Commission seeks a Senior Officer - Chief Risk and Strategy Officer to lead risk strategy and execution across examination programs. The role requires analytical thinking, strategic leadership, and the ability to guide cross-functional teams in assessing and mitigating risks in securities markets.

Location options include multiple major U.S. cities.