Chief Risk & Strategy Officer — Senior Examinations Leader

SEC; United States; Remote; USD 120.000 - 160.000; Vollzeit

Zusammenfassung

SEC is seeking a Senior Officer - Chief Risk and Strategy Officer across multiple U.S. locations. The role focuses on leading examinations, assessing risks, and guiding the agency's strategic initiatives within the Division of Examinations.

The incumbent will oversee teams, drive risk-based decisions, and collaborate with stakeholders to strengthen regulatory effectiveness and compliance across federal securities laws.

Qualifikationen

• Specialized experience at least one full year equivalent to GS-14/SK-14 level in the federal government.
• Examinations, audits, or reviews of broker-dealers, transfer agents, investment companies, investment advisers or self-regulatory organizations.
• Assessing the compliance, activities or risks of registered securities firms.
• Leading a team that conducts, oversees, or supports examinations or reviews of financial or securities firms.

Aufgaben

• Lead examinations, audits, or reviews of securities firms or related entities.
• Assess and manage risk across multiple focus areas and programs.
• Develop and run agency programs to deliver SEC mission and goals.
• Provide information and support on possible violations of federal securities laws.

Kenntnisse

Leading the Organization

Leading and Developing People

Results Orientation

Building Coalitions

Analysis and Risk Assessment

Program Management

Critical Thinking

Jobbeschreibung

SEC is seeking a Senior Officer - Chief Risk and Strategy Officer across multiple U.S. locations. The role focuses on leading examinations, assessing risks, and guiding the agency's strategic initiatives within the Division of Examinations.

The incumbent will oversee teams, drive risk-based decisions, and collaborate with stakeholders to strengthen regulatory effectiveness and compliance across federal securities laws.