Central Compliance Leader: Regulatory Strategy & Governance

Madison-Davis, LLC; New York (NY); On-site; USD 120,000 - 180,000; Full time

Job summary

A growing event-based trading marketplace is looking for a Head of Central Compliance to lead and build their compliance framework. This high-visibility role involves overseeing compliance policies, regulatory engagement, and ensuring adherence to CFTC and NFA requirements. The ideal candidate will have strong experience in compliance governance, regulatory advisory, and market integrity, making a significant impact in shaping compliance strategies. This position is located in New York, New York.

Qualifications

• Proven experience in regulatory compliance for CFTC and NFA.
• Strong understanding of compliance frameworks and governance.
• Excellent communication and leadership skills.

Responsibilities

• Lead the firm’s compliance framework and governance.
• Maintain enterprise-wide policies and procedures.
• Act as a regulatory advisor to the business.

Skills

Regulatory advisory

Compliance governance

Market integrity

Employee conduct

Risk assessments

Job description

A growing event-based trading marketplace is looking for a Head of Central Compliance to lead and build their compliance framework. This high-visibility role involves overseeing compliance policies, regulatory engagement, and ensuring adherence to CFTC and NFA requirements. The ideal candidate will have strong experience in compliance governance, regulatory advisory, and market integrity, making a significant impact in shaping compliance strategies. This position is located in New York, New York.