Global Trading Compliance Lead | Framework & Controls

Larson Maddox; Hartford (CT); On-site; USD 130,000 - 160,000; Full time

Job summary

A global investment organization seeks a Compliance Officer to build a comprehensive compliance framework for trading activities across multiple jurisdictions including the U.S. and Singapore. This high-visibility role requires 10+ years in trading compliance, strong regulatory expertise, and exceptional detail orientation. Responsibilities include policy ownership, risk assessments, and establishing a tech-enabled compliance culture. The ideal candidate is a self-starter with strong communication skills, capable of working independently in a fast-paced environment.

Qualifications

• 10+ years in markets/trading compliance within a lean or buildout environment.
• Strong U.S. regulatory expertise (SEC/CFTC/NFA/exchange rules) + exposure to Singapore/MAS.
• Proven ability to design and implement compliance processes and documentation systems.

Responsibilities

• Build a comprehensive compliance framework for trading activities.
• Establish governance across trading, regulatory, and operational compliance.
• Ensure audit-ready documentation and manage risk inquiries.

Skills

Attention to detail

Communication skills

Stakeholder management

Self-starter

Tech-enabled efficiency

Job description

A global investment organization seeks a Compliance Officer to build a comprehensive compliance framework for trading activities across multiple jurisdictions including the U.S. and Singapore. This high-visibility role requires 10+ years in trading compliance, strong regulatory expertise, and exceptional detail orientation. Responsibilities include policy ownership, risk assessments, and establishing a tech-enabled compliance culture. The ideal candidate is a self-starter with strong communication skills, capable of working independently in a fast-paced environment.