Capital Markets Risk & Controls Analyst

Regions Bank; Hoover (AL); On-site; USD 88,000 - 112,000; Full time

Benefits offered by this job

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Associate Volunteer Program

Job summary

Regions, a leading financial services company in Atlanta, Georgia, is seeking a Business Unit Operational Risk Analyst to help ensure line of business compliance with regulatory requirements. The role sits in the first line of defense and collaborates across risk and operations teams.

The position requires a Bachelor’s degree in a related field with 5 years of experience in finance, risk or operations, and will be conducted primarily in-office at the Atlanta Midtown location.

Qualifications

• Bachelor’s degree in a related field and five (5) years' experience in finance, risk or operations, with experience in the specific business line operations
• Or High School Diploma or GED and nine (9) years' experience in finance, risk or operations, with experience in the specific business line operations

Responsibilities

• Conducts compliance reviews and provides oversight of legal entities, business units and processes
• Maintains documentation and reports to management regarding compliance and potential issues
• Provides analysis of the execution of the operational risk management framework, including risk and control self-assessments and scenario analysis
• Analyzes compliance processes and reports to management, comparing current process with identified process and policy
• Analyzes and tests assigned business initiatives for adherence to policy
• Assists in the review of contracts, agreements and statements of work
• Prepares and maintains risk management documentation and risk reports
• Provides timely updates of operational risk issues and decisions to managers
• Leads development of the overall risk assessment program and action plans to mitigate operational risks
• May supervise day-to-day work of other professional level operational risk associates

Skills

Attention to detail

Analytical ability

Communication skills

Organizational skills

Time management

Education

Bachelor’s degree in a related field

High School Diploma or GED + 9 years experience

Job description

Regions, a leading financial services company in Atlanta, Georgia, is seeking a Business Unit Operational Risk Analyst to help ensure line of business compliance with regulatory requirements. The role sits in the first line of defense and collaborates across risk and operations teams.

The position requires a Bachelor’s degree in a related field with 5 years of experience in finance, risk or operations, and will be conducted primarily in-office at the Atlanta Midtown location.