Branch Risk & Compliance Officer
Morgan-Stanley
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Job summary
Morgan Stanley is seeking a Risk Officer in Atlanta to lead surveillance, supervision and compliance activities within Wealth Management. You will work closely with the Senior Risk Officer and Complex Manager to maintain a strong control environment, coach staff on policies, and ensure timely escalation of risk issues across branch locations.
Qualifications include a Bachelor's degree, securities licenses (Series 7/8/63-65/66 as applicable), strong analytical and communication skills, and
Job description
Morgan Stanley is seeking a Risk Officer in Atlanta to lead surveillance, supervision and compliance activities within Wealth Management. You will work closely with the Senior Risk Officer and Complex Manager to maintain a strong control environment, coach staff on policies, and ensure timely escalation of risk issues across branch locations.
Qualifications include a Bachelor's degree, securities licenses (Series 7/8/63-65/66 as applicable), strong analytical and communication skills, and
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