Branch Risk & Compliance Officer
Morgan-Stanley
Turn this role into an interview — a resume and cover letter built around what this employer wants.
Job summary
Morgan Stanley is seeking a Risk Officer in Atlanta to lead surveillance, supervision and compliance activities within Wealth Management. You will work closely with the Senior Risk Officer and Complex Manager to maintain a strong control environment, coach staff on policies, and ensure timely escalation of risk issues across branch locations.
Qualifications include a Bachelor's degree, securities licenses (Series 7/8/63-65/66 as applicable), strong analytical and communication skills, and
Job description
Morgan Stanley is seeking a Risk Officer in Atlanta to lead surveillance, supervision and compliance activities within Wealth Management. You will work closely with the Senior Risk Officer and Complex Manager to maintain a strong control environment, coach staff on policies, and ensure timely escalation of risk issues across branch locations.
Qualifications include a Bachelor's degree, securities licenses (Series 7/8/63-65/66 as applicable), strong analytical and communication skills, and
'/%3e%3cpath%20d='M101.744%2012.4726L102.894%2016.1947L99.0021%2013.2201L101.744%2012.4726ZM105.3%208.40937H100.488L99.0026%203.59473L97.5116%208.41047L92.7%208.40385L96.5965%2011.3834L95.1055%2016.1942L99.0021%2013.2196L101.408%2011.3834L105.3%208.40992V8.40937Z'%20fill='white'/%3e%3cdefs%3e%3clinearGradient%20id='paint0_linear_5593_1381'%20x1='90'%20y1='9.44471'%20x2='99'%20y2='9.44471'%20gradientUnits='userSpaceOnUse'%3e%3cstop%20stop-color='%2300AD70'/%3e%3cstop%20offset='0.998594'%20stop-color='%2300B67A'/%3e%3cstop%20offset='1'%20stop-color='%23DCDCE6'/%3e%3c/linearGradient%3e%3c/defs%3e%3c/svg%3e){kind=small}
