BSA/AML Investigations Supervisor — SAR & Compliance Lead

Sunrise Banks; Saint Paul (MN); On-site; USD 65,000 - 121,000; Full time

Benefits offered by this job

Medical, dental, vision

401k

PTO

Job summary

Sunrise Banks in Minnesota is seeking a Monitoring Services Investigator Supervisor to support the Monitoring Services Manager with BSA/AML program administration, with a strong focus on case investigations and SAR filing, reporting, and tracking.

You will supervise the Monitoring Services Investigations Team, manage daily alert and SAR workflows, and coordinate regulatory and internal audits to keep leadership informed.

Qualifications

• College degree in business related field preferred.
• Two years BSA/AML experience required.
• Superior skill set in the use of Microsoft Excel, Word, PowerPoint, Access, and Outlook.
• Comprehensive knowledge of Bank Secrecy Act and related regulations governing banking required.
• Minimum of 2 years current experience in Prepaid Industry preferred.

Responsibilities

• Oversees, coordinates, manages, and assists the Monitoring Services Investigations Team on case investigations, SAR referrals, tracking and filing process.
• Managing daily workflow of alert, cases and SARs & report reviews by team.
• Train Monitoring Services staff for enhancement of monitoring and investigation skills where applicable.
• Assist the Monitoring Services Manager with preparation of reports and collaborate with management to ensure that the board is kept fully informed of the BSA/AML programs.
• Assist management with preparation for and coordinate of regulatory and internal/external audit compliance exams.
• Works with Monitoring Services staff to develop and coordinate the bank’s efforts to comply with SAR reporting regulation requirements.
• Assist the Monitoring Services Manager with revising BSA/AML policies and procedures when industry or regulatory changes.
• Research regulatory industry issues and respond to BSA/AML related compliance questions from all divisions of the bank as they are proposed.
• Assist Monitoring Services Manager with development, coordination, and facilitation of training programs, sessions, and seminars.
• Disseminates information to bank personnel on changes related to the BSA/AML regulations and the markets served.
• Assist the Monitoring Services Manager with establishment of controls and implementing of controls to mitigate risk in connection with Enterprise Wide BSA risk assessment.
• Ensures that all internal audit results and findings are acceptable.

Skills

Leadership

Problem Solving

Planning/Delegation

Coaching

AI Tools

Education

College degree in business related field

Two years BSA/AML experience

Tools

Excel

Word

PowerPoint

Access

Outlook

Job description

Sunrise Banks in Minnesota is seeking a Monitoring Services Investigator Supervisor to support the Monitoring Services Manager with BSA/AML program administration, with a strong focus on case investigations and SAR filing, reporting, and tracking.

You will supervise the Monitoring Services Investigations Team, manage daily alert and SAR workflows, and coordinate regulatory and internal audits to keep leadership informed.