Brokerage Trading & Client Services Specialist

Fifth Third; Cincinnati (OH); Sur place; USD 60 000 - 90 000; Plein temps

Résumé du poste

Fifth Third Bank's Securities division in Cincinnati seeks a Trade Operations Associate to receive and execute customer and Investment Executive trade instructions, entering orders across stocks, mutual funds, bonds, options and UITs.

You will monitor compliance, maintain blotters, assist in NFS trading, handle settlement instructions, and respond to margin calls and account inquiries, upholding risk and service standards.

Qualifications

• Four-year college degree in business, accounting or related discipline.
• 1-3 years previous brokerage industry experience.
• Series 7 and Series 63 licenses required.
• Strong accuracy and attention to detail; ability to work under pressure.
• Proficient in Excel and Windows/Microsoft products.

Responsabilités

• Receive and execute trade instructions from customers and Investment Executives.
• Enter stock, mutual fund, bond, option, and UIT orders in NFS.
• Maintain blotters of daily activity to satisfy compliance.
• Review and execute trades submitted through voice or Internet systems.
• Arrange and monitor settlement instruction requests for trades.
• Execute broker requests for trade error corrections and monitor completion.

Connaissances

Equity trading

Mutual fund trading

Attention to detail

Excel

Formation

Four-year college degree in business or related discipline

1-3 years brokerage industry experience

Outils

Series 7 license

Series 63 license

Description du poste

Fifth Third Bank's Securities division in Cincinnati seeks a Trade Operations Associate to receive and execute customer and Investment Executive trade instructions, entering orders across stocks, mutual funds, bonds, options and UITs.

You will monitor compliance, maintain blotters, assist in NFS trading, handle settlement instructions, and respond to margin calls and account inquiries, upholding risk and service standards.