Brokerage Phone Specialist - Wealth Guidance

JPMorgan Chase & Co.; Chicago (IL); Hybrid; USD 60,000 - 95,000; Full time

Job summary

JPMorganChase Wealth Management seeks an Investment Professional to assist clients with brokerage accounts and investment needs, delivering exceptional service by phone. You will discuss IRAs and efficiently handle trades while ensuring regulatory compliance.

Role requires licensing within 90 days, a strong compliance track record, and ability to partner with business colleagues in a fast-paced, changing environment. Hybrid onsite/remote work after training.

Qualifications

• Licensing (one of the following): Series 7 and Series 63 or SIE, Series 7 and Series 63 must be obtained within 90 days of employment.
• Strong compliance record and ability to hold registrations in all 50 states.
• Ability to create and foster strong partnerships with business partners, working independently as well as in a team.

Responsibilities

• Assist clients and prospects with brokerage accounts and uncover investment needs with a focus on exceptional client experience over the telephone.
• Discuss Individual Retirement Accounts, such as Traditional and Roth IRAs.
• Create business efficiency by answering calls quickly, identifying client needs, initiating trades, and completing service-oriented transactions.
• Document all client interactions and meet regulatory requirements.

Skills

Licensing requirements

Compliance track record

Partnership building

Multitasking in fast-paced environment

Client inquiries resolution

Job description

JPMorganChase Wealth Management seeks an Investment Professional to assist clients with brokerage accounts and investment needs, delivering exceptional service by phone. You will discuss IRAs and efficiently handle trades while ensuring regulatory compliance.

Role requires licensing within 90 days, a strong compliance track record, and ability to partner with business colleagues in a fast-paced, changing environment. Hybrid onsite/remote work after training.