Branch Wealth Advisor: Client-Focused Investments

LPL Financial; Seattle (WA); On-site; USD 72,000 - 88,000; Full time

Job summary

LPL Financial, in collaboration with Gesa Credit Union, invites you to join our employee advisor model as a Wealth Advisor serving a local branch. This on-site role focuses on delivering NDIPs and advisory solutions to the branch’s client base while building a trusted partnership with retail staff.

You will work with a consultative approach, actively soliciting new investments, maintaining FINRA registrations, and staying compliant with industry regulations.

Qualifications

• Two years of investment sales experience (preferred in a financial institution).
• Active Life Insurance license, Series 7, and Series 63/65/66 as applicable by state.
• Proficiency with Microsoft Office and broker-dealer applications.

Responsibilities

• Deliver consultative, needs-based financial solutions including brokerage, advisory, and insurance options.
• Actively solicit and manage investments for an assigned book of business.
• Build strong relationships with Retail Branch staff and Centers of Influence to generate referrals.

Skills

Client-focused

Team oriented

Creativity

Continuous improvement

Education

High school diploma

Tools

Microsoft Office

PowerPoint

Job description

LPL Financial, in collaboration with Gesa Credit Union, invites you to join our employee advisor model as a Wealth Advisor serving a local branch. This on-site role focuses on delivering NDIPs and advisory solutions to the branch’s client base while building a trusted partnership with retail staff.

You will work with a consultative approach, actively soliciting new investments, maintaining FINRA registrations, and staying compliant with industry regulations.