Branch Operations Leader — Growth & Compliance

00015 Ameriprise Financial Services, LLC.; Daytona Beach (FL); On-site; USD 90,000 - 140,000; Full time

Job summary

Ameriprise Financial is seeking a Registered Operations Leader (ROL) in a growing branch to oversee branch staff, provide direct practice support for advisors, and manage financial reporting and related tasks.

You will partner with the Branch Manager to execute business plans, improve client experience, drive revenue growth, supervise performance, and ensure compliance with regulatory requirements across operations.

Qualifications

• Bachelor's degree or equivalent.
• 5–7 years of relevant experience.
• Series 7 or ability to obtain within 150 days.
• State securities agent registration (S63 or S66) or ability to obtain within 150 days.
• State IAR registration (S65 or S66) or ability to obtain within 150 days.
• Life, Accident, and Health licenses & Variable Contracts or ability to obtain within 150 days.
• Previous supervisory experience including knowledge of HR policies and labor laws.
• Excellent written and verbal communication skills; demonstrated ability to motivate team members to delivery results.
• Ability to manage multiple priorities in a fast paced environment with little or no supervision and strong organizational/time management skills.
• Detail orientated, strong math, and analytical skills.

Responsibilities

• Manage activities that support business results, revenue growth, client experience and efficiencies in practice.
• Manage resources to achieve business results, including revenue and client acquisition targets.
• Partner with Branch Manager to ensure advisor business plans are completed and marketing events are tracked and measured.
• Assist advisors in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions.
• Prepare and summarize client meetings by scheduling and confirming meetings, crafting an agenda and summary of meeting, escorting clients to advisors office and providing follow-up.
• Prepare and ensure new business paperwork processes are successfully filled out.

Skills

Leadership

Supervisory experience

HR knowledge

Communication skills

Time management

Analytical skills

Detail oriented

Team collaboration

Education

Bachelor's degree or equivalent

Job description

Ameriprise Financial is seeking a Registered Operations Leader (ROL) in a growing branch to oversee branch staff, provide direct practice support for advisors, and manage financial reporting and related tasks.

You will partner with the Branch Manager to execute business plans, improve client experience, drive revenue growth, supervise performance, and ensure compliance with regulatory requirements across operations.