Registered Operations Leader - Lead & Grow Branch

00015 Ameriprise Financial Services, LLC.; Farmington Hills (MI); Presencial; USD 90.000 - 130.000; Jornada completa

Descripción de la vacante

Ameriprise Financial is seeking a Registered Operations Leader to guide branch operations, coach staff, and support advisors in delivering integrated financial planning and services. The role emphasizes leadership, regulatory readiness, and collaboration with senior leaders to drive client-focused outcomes.

You will manage resources, prepare client meetings, and ensure smooth onboarding of new business while maintaining strong adherence to HR policies and regulatory requirements.

Formación

• Bachelor's degree or equivalent required.
• 5–7 years relevant experience required.
• Series 7 or ability to obtain within 150 days.
• State securities registration (S63/S66) within 150 days.
• State IAR registration (S65/S66) within 150 days.
• Life, Accident, Health licenses or ability to obtain within 150 days.
• Supervisory experience with HR policies and labor laws.
• Excellent written and verbal communication; motivates team.
• Strong multi-priority management in fast-paced environments.
• Able to communicate across all organization levels.
• Detail oriented, math and analytical skills.
• Proficient with standard business software.

Responsabilidades

• Manage activities that support business results, revenue growth, client experience and efficiencies in practice.
• Manage resources to achieve business results, including revenue and client acquisition targets.
• Partner with Branch Manager to ensure advisor business plans are completed and marketing events are tracked and measured.
• Assist advisors in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions.
• Prepare and summarize client meetings by scheduling and confirming meetings, crafting an agenda and summary of meeting, escorting clients to advisors office and providing follow-up.
• Prepare and ensure new business paperwork processes are successfully filled out.
• Provide general administrative duties such as answering phones, processing reports, preparing correspondence, setup files, etc.
• Build, manage, track and analyze reports and branch vitals.
• Review advisor expense reports, branch P & L, budgeting, reporting/correcting errors, identify and implement expense reduction opportunities.
• Partner with Registered Principal to ensure compliance support is established and training needs are met.
• Lead real estate and facilities initiatives.
• Lead, coach, mentor and provide performance management for direct reports.
• Partner with Senior Operations Leader and Regional Director of Operations to determine staffing needs; request, hire and allocate staff.
• Conduct 1:1s with staff.

Conocimientos

Leadership experience

Supervisory experience

Communication skills

Time management

Detail oriented

Analytical skills

Licensing eligibility

Educación

Bachelor's degree or equivalent

Descripción del empleo

Ameriprise Financial is seeking a Registered Operations Leader to guide branch operations, coach staff, and support advisors in delivering integrated financial planning and services. The role emphasizes leadership, regulatory readiness, and collaboration with senior leaders to drive client-focused outcomes.

You will manage resources, prepare client meetings, and ensure smooth onboarding of new business while maintaining strong adherence to HR policies and regulatory requirements.