AVP, Regulatory Process Excellence & AI Controls

Moody's; New York (NY); On-site; USD 136,000 - 197,000; Full time

Benefits offered by this job

Medical, dental, vision

Parental leave

Paid time off

401(k) with employer contributions

Life, disability, and accident ins.

Stock Purchase Plan (employee)

Tuition reimbursement

Job summary

Moody's is seeking an experienced professional to drive end-to-end regulatory reporting excellence within the Ratings Operations and Controls framework. You will lead process design, controls, and cross-functional collaboration across global reporting, ensuring compliance with evolving regulatory requirements.

The role emphasizes SME expertise, data integrity, and continuous improvement using Six Sigma and AI-enabled tools.

Qualifications

• 8+ years of experience in financial services and/or regulatory reporting.
• Strong analytical and problem-solving skills with experience in process analysis, root cause analysis, and strengthening controls.
• Excellent leadership, project management, and communication skills with ability to collaborate with stakeholders at all levels.
• Advanced knowledge of Excel, SQL, Power BI, PowerPoint and Copilot.
• Self-starter and team player with ability to meet tight deadlines and manage multiple priorities.
• Highly organized with attention to detail, managing SOPs, training materials, and performance metrics.
• Data management background and/or Six Sigma Green Belt or higher preferred.
• Hands-on AI concepts experience, AI tools to streamline workflows and responsible AI use.

Responsibilities

• Drive end-to-end regulatory reporting excellence by leading process design and controls across Moody's Ratings global reporting framework.
• Demonstrate SME on end-to-end reporting and regulatory policies; ensure procedures are followed.
• Partner with Technology, Product Analysts, Data Owners, and Compliance to design new reports and processes.
• Develop and maintain strong operational controls to safeguard data integrity and improve report accuracy.
• Approve process changes, manage new requirements, and perform UAT and readiness activities.
• Address issues related to the report portfolio and coordinate with Moody's teams to remediate.
• Understand data lineage, source, quality and definitions; lead stakeholder conversations.
• Define metrics and dashboards to monitor processes and data quality.
• Streamline and standardize processes using Six Sigma tools.

Skills

Regulatory reporting

Analytical skills

Leadership

SQL

Power BI

Copilot

Excel

Six Sigma

AI tooling

Education

Bachelor's degree

Tools

PowerPoint

Job description

Moody's is seeking an experienced professional to drive end-to-end regulatory reporting excellence within the Ratings Operations and Controls framework. You will lead process design, controls, and cross-functional collaboration across global reporting, ensuring compliance with evolving regulatory requirements.

The role emphasizes SME expertise, data integrity, and continuous improvement using Six Sigma and AI-enabled tools.