AVP ISP Risk Management & Compliance Leader

Primerica; United States; Hybrid; USD 120,000 - 140,000; Full time

Benefits offered by this job

Health insurance

401(k) Plan

Vacation, sick, holiday & leave

Life and disability insurance

FSAs/HSAs

Tuition reimbursement

Company events

Job summary

Primerica in Duluth, GA is seeking an AVP ISP Risk Management to identify, assess, and mitigate risks across Securities Operations. You will lead a team of about 8 and ensure regulatory compliance, remediation planning, and third-party due diligence.

The ideal candidate has 5+ years of managerial experience, securities licenses (Series 6/26 or equivalent), and deep knowledge of risk management and QA testing methodologies. This hybrid role offers a competitive salary and strong benefits.

Qualifications

• 5+ years managerial experience in risk management or related field.
• Strong regulatory knowledge and controls testing background.
• Securities licenses (Series 6/26 or equivalent) required or preferred.

Responsibilities

• Stay informed of regulatory changes and maintain risk/control matrices.
• Oversee BA testing procedures and third-party onsite reviews.
• Coordinate with Compliance on monitoring results and remediation.
• Lead ISP Fraud Operations program and escalation protocols.
• Collaborate with Operations to understand business activity and risk.
• Prepare documentation for audits and regulatory examinations.

Skills

Risk management

Quality control testing

Regulatory knowledge

Leadership

Securities licenses (Series 6/26)

Job description

Primerica in Duluth, GA is seeking an AVP ISP Risk Management to identify, assess, and mitigate risks across Securities Operations. You will lead a team of about 8 and ensure regulatory compliance, remediation planning, and third-party due diligence.

The ideal candidate has 5+ years of managerial experience, securities licenses (Series 6/26 or equivalent), and deep knowledge of risk management and QA testing methodologies. This hybrid role offers a competitive salary and strong benefits.