Audit Manager I (US) - Technology Audit

TD Bank; Mount Laurel Township (NJ); In loco; USD 77.000 - 116.000; Tempo pieno

Descrizione del lavoro

TD Bank in Mount Laurel, New Jersey is seeking an Audit Manager I to execute audits for assigned functions as part of a team or individually. The role requires a undergraduate degree and at least five years of relevant experience, with preference for technology auditing, risk controls, and Big Four background.

You will lead audit planning, testing, issue tracking, and reporting, collaborating with stakeholders across dispersed teams while upholding professional standards.

Competenze

• Undergraduate degree required.
• 5+ years of relevant experience.
• Preferred: CISA, CISSP, CRISC, CIA or other audit/risk certifications.
• Experience in Internal Audit, Technology Audit, Risk, or Controls.
• Experience auditing technology within banking/financial services.

Mansioni

• Execute audits for an assigned business/function as part of a team or individually.
• Oversee end-to-end audits and lead moderately complex audits and projects.
• Provide subject matter expertise and educate others as needed.
• Present objective audit findings and recommendations to stakeholders.

Conoscenze

Audit experience

Data analytics

SQL

Regulatory knowledge

Formazione

Undergraduate degree

Strumenti

Audit management tools

Reporting platforms

Descrizione del lavoro

Work Location: Mount Laurel, New Jersey, United States of America

Hours: 40

Pay Details: $77,260 - $115,900 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job‑related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Audit Job Description:

• The Audit Manager I executes audits for an assigned business, function or project as part of a team or as an individual contributor and/or provide subject matter expertise on audits ranging in complexity.
• May manage/lead a number of moderately complex audits, related engagement and/or projects/initiatives.
• and has responsibility for completion of the audit.

Depth & Scope:

• Works as an audit subject matter expert and may coach and educate others
• Oversees and/or independently performs audits from end-to-end
• May lead moderately complex audits and have responsibility for completion of the audit
• Undertakes and completes a variety of projects and initiatives, may include the integration of cross functional processes within own area of expertise
• Ability to process and handle confidential information with discretion

Education & Experience:

• Undergraduate degree required
• 5+ years of relevant experience

Preferred Skills:

• Approximately 5+ years of relevant experience in Internal Audit, Technology Audit, Risk, or Controls
• Experience conducting technology audits within a banking, financial services, or regulated environment
• Strong understanding of audit methodology, risk assessment, testing, and issue management
• Experience assessing technology controls, IT processes, and governance frameworks
• Strong written and verbal communication skills
• Ability to manage multiple audits and priorities simultaneously
• Internal Audit experience within a financial institution
• Big Four public accounting or advisory experience
• Technology Audit experience supporting banking or financial services organizations
• Knowledge of TD Securities, capital markets, trading, or financial products
• Experience auditing applications, infrastructure, databases, cybersecurity, or technology risk management functions
• Familiarity with regulatory expectations impacting financial institutions
• Data analytics experience, including SQL‑based testing and analysis
• Experience working with audit management tools and reporting platforms
• Strong stakeholder management and relationship‑building skills
• Ability to work independently while collaborating across geographically dispersed teams

Preferred Certifications:

• CISA (Certified Information Systems Auditor) preferred, candidates who do not currently hold the certification are expected to obtain it by year‑end.
• CISSP, CRISC, CIA, or other relevant audit/risk certifications are a plus

Customer Accountabilities:

• Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion
• Executes testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid)
• May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report
• May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Contributes to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
• Manages the ongoing audit communications process with the stakeholders during and subsequent to the audit
• Presents objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to stakeholders and audit management
• Executes follow‑up of findings raised from regulatory and internal divisional audits in accordance with firm policy
• Provides subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization identify key risks and identify opportunities where controls are missing or are inadequate to mitigate these risks

Shareholder Accountabilities:

Adheres to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and activities and assist in identifying