Audit Manager I: Financial Crimes & Fraud Risk

TD; Charlotte (NC); On-site; USD 100,000 - 150,000; Full time

Job summary

TD is seeking an Audit Manager I in Charlotte, NC to execute audits for assigned functions, teams, or projects. The role includes leading moderately complex audits, coaching others, and ensuring timely, compliant delivery of audit work.

Strong communication, analytical, and MS Office skills are essential, with preferred banking industry experience and relevant certifications. The position reports to Audit leadership and requires independent work within a team.

Qualifications

• 5+ years of relevant experience in audits or compliance testing/monitoring
• Banking industry audit experience preferred with focus on Financial Crime, BSA/AML, Governance, Risk & Oversight
• Professional certifications (CIA, CPA, CRMA, CAMS, CFE) or progress towards these

Responsibilities

• Conducts audits from end-to-end based on established plans and standards
• Lead moderately complex audits and supervise junior staff as needed
• Prepare Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM) and Findings Grid
• Develop and present audit findings and recommendations to stakeholders and audit management
• Follow up on findings and coordinate with regulators as required

Skills

Communication

Analytical skills

Teamwork

MS Office

Education

Undergraduate degree

Audit certifications (CIA/CPA/CRMA/CAMS/CFE) or progress towards

Tools

MS Office Suite

Audit tools

Job description

TD is seeking an Audit Manager I in Charlotte, NC to execute audits for assigned functions, teams, or projects. The role includes leading moderately complex audits, coaching others, and ensuring timely, compliant delivery of audit work.

Strong communication, analytical, and MS Office skills are essential, with preferred banking industry experience and relevant certifications. The position reports to Audit leadership and requires independent work within a team.