Senior Audit Manager, Financial Crimes Validation

TD Bank Group; Charlotte (NC); On-site; USD 92,220 - 149,310; Full time

Job summary

TD Bank in Charlotte, NC is seeking an Audit Manager II to lead the U.S. Financial Crimes Regulatory Issue Validation Audit function, delivering expert validation of regulatory issues and overseeing audit engagements.

The role emphasizes leadership, coaching and cross-functional collaboration in a fast-paced banking context. The position focuses on validating regulatory issues, managing design and operational effectiveness testing, and driving timely conclusions in alignment with regulatory

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience.
• Preferred: OCC, CFPB, FDIC, FRB, or NCUA examiner experience.
• Banking industry audit experience with focus on Financial Crimes Compliance and issue validation preferred.
• Relevant professional certifications (e.g., CIA, CRCM, CAMS) preferred.

Responsibilities

• Lead or serve as Auditor-In-Charge on complex regulatory audits.
• Oversee testing of design and operating effectiveness focused on regulatory issue validation and internal issue validation.
• Mentor, coach and provide guidance to engagement teams to drive high-quality audits.
• Collaborate with stakeholders, business units and senior management to ensure timely, effective audit execution.
• Develop and manage audit planning, findings, reporting, and issue validation activities.

Skills

Auditing

Regulatory compliance

Leadership

Coaching

MS Office

Education

Undergraduate degree

Tools

Microsoft Office

Audit tools

Job description

TD Bank in Charlotte, NC is seeking an Audit Manager II to lead the U.S. Financial Crimes Regulatory Issue Validation Audit function, delivering expert validation of regulatory issues and overseeing audit engagements.

The role emphasizes leadership, coaching and cross-functional collaboration in a fast-paced banking context. The position focuses on validating regulatory issues, managing design and operational effectiveness testing, and driving timely conclusions in alignment with regulatory